Cases
Experience: Capital Markets
Related Matters: Represented public companies in registered direct, CMPO, ATM
PIPE offerings involving equity
debt securities
Represented investors in recapitalization of a public company
Represented issuer in AIM listing application
public offering
Represented financial institutions in their initial public offerings
Represented a non-profit-sponsored community asset-building entity in its initial public offering
Represented placement agents in secondary public
private offerings
Represented private companies in debt
equity offerings
M&A Transactions: Represented NTN Buzztime, Inc. (NYSE MKT) in simultaneous asset sale
reverse merger transaction
Represented Dare Bioscience, Inc. (Nasdaq) in its acquisition of a privately-held drug delivery technology company
Represented a privately-held medical device company in its acquisition by Therabody
Represented a privately-held artificial intelligence, sales pipeline management,
forecasting company in its acquisition by subsidiary of Vista Equity Partners
Represented acquiror in going-private transaction of Acorn International, Inc. (NYSE)
Represented the special committee of the board of directors of Physicians Formula Holdings, Inc. (Nasdaq) in a going-private transaction
Represented CACI International Inc (NYSE) in its acquisition of Paradigm Holdings, Inc. (OTC: PDHO)
Represented a private equity group in going-private transaction of Playboy Enterprises, Inc. (NYSE)
Represented the special committee of the board of directors of Tongjitang Chinese Medicines (NYSE) in a going-private transaction
Represented the special committee of the board of directors of Pomeroy IT Solutions (NASDAQ) in going-private transaction
Represented a privately-held solid-state technology company in sale to a global consumer electronic company
Represented a social interactive entertainment company in strategic acquisitions
Represented a construction management company in stock sale
Represented a agriculture company in stock sale
Represented a public shell in a reverse merger with a Korean mobile advertising company
Represented a privately-held developer of platforms for web-based applications in a reverse merger with a public shell
Represented a public bank holding company in acquisition of multiple branches
Represented a public company in acquisition of privately-held VoIP company
Represented an apparel wholesaler in the strategic acquisition of a privately-held outdoor lifestyle retailer
Represented various closely-held businesses in employee buy-in transactions
restructurings
Represented a privately held outdoor consumer good company in $35M stock sale
Represented a national bank in a merger with another national bank
Represented a private individual in the acquisition of a regional petroleum distribution company
Represented the seller of a dry underground utilities engineering company to a private equity firm
Represented a state-chartered bank in a merger with a bank holding company
Represented a national bank in a going private transaction
Represented a US company in the acquisition of a Mexican maquiladora operation
