Monica Lopez

Practice Details

• Languages
  Spanish
  Fluent
• Firm Information
  Position

  Attorney

  Firm Name

  Winston & Strawn LLP
• Representative Cases & Transactions
  Cases

  Experience: In-House Experience: Director, Capital Markets, Royal Caribbean Group, 2018-2021
  St
  ard Chartered Bank, 2010-2017
  Director, Governance (North America, New York Branch), 2013-2017
  Director, Deputy General Counsel (Private Bank, Miami), 2010-2013
  
  Previous Experience: Telecommunications Solutions, Carnival Cruise Line, 1995-2002
  
  Internship: Legal Intern, U.S. Securities
  Exchange Commission, Division of Enforcement, 2005
  
  Representative Matters: Represented PWCC Marketplace, LLC, PWCC Services, LLC
  PWCC Vault, LLC in connection with their senior secured credit facilities in an amount up to $175 million from WhiteHawk Capital Partners, LP
  Wingspire Capital LLC.
  Financing for cruise ships built in Finl
  , France, Germany,
  Italy (including export-credit backed by Finnvera, Bpi France
  Euler Hermes, syndicated
  sale-leaseback arrangements).
  Governance
  compliance for capital market
  other financing transactions, including Sarbanes-Oxley
  other reporting controls
  related disclosures for SEC filings.
  Advised on business, governance,
  legal matters for federally regulated Edge Act
  Agreement Corporations
  entities organized in the US, LATAM, the Caribbean, Canada
  Europe.
  Developed
  implemented governance remediation plan for a financial institution to liquidate redundant entities, dormant banks,
  passive investments with contingent legal obligations in LATAM, Europe,
  Asia.
  Managed,
  provided counseling on, all private banking legal matters
  its associated, SEC-registered
  FINRA-regulated broker dealer, including labor issues
  internal investigations.
  Developed
  implemented compliance guidelines for private banking business activities in LATAM.
  Planned
  executed liquidation of entities in LATAM
  managed related governance matters.
  Advised financial institution clients on legal
  regulatory/compliance matters.
  $6 million IPO of common stock - Biotech Company.
  Advised clients on SEC-registered initial public offerings
  private placements (state blue-sky laws), including prospectus drafting, Regulation D, Regulations S
  Rule 144 offerings.
  Prepared
  filed SEC reports.
  The above representations were h
  led by Ms. Lopez-Rodriguez prior to her joining Greenberg Traurig, P.A.