Nick Yocca Law FirmPartner

Nicholas James Yocca

32932 Pacific Coast Hwy #14-161, Dana Point, CA 92629

Corporate Governance, Corporate Securities Law, Corporate Finance and 78 more

Licensed for 40 years
2 Awards

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About Nicholas James Yocca

Nicholas James Yocca is a lawyer practicing corporate governance, corporate securities law, corporate finance and 78 other areas of law. Nicholas received a A.B. degree from Harvard University in 1983, and has been licensed for 40 years. Nicholas practices at Nick Yocca Law Firm in Dana Point, CA.

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Awards

Client Reviewed

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AV Preeminent Peer Rated

This elite award is granted to attorneys who have been recognized by their peers for their very high ethical standards, with an average peer review score of 4.5 or higher.

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Reviews for Nicholas

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Communication

5.0

Quality of Service

5.0

Responsiveness

5.0

Value for Money

5.0

Business Formation

Posted by Minh

September 29, 2023

Hired Attorney

Working with Nick Yoccum in helping me to start my new business was excellent. He covered all the legal aspects and requirements and completed all the necessary documents and filing timely. He is extremely responsive and thorough in his work. Great person to work with for corporate legal matters.

Trusts and Estates

Posted by anonymous

September 18, 2012

Hired Attorney

From the Martindale-Avvo Legal Network

Services

Areas of Law

Corporate Law 2
- Corporate Governance
- Corporate Finance
Business Law 12
- Business Formation
- Strategic Alliances
- Business Enterprises
- Limited Liability Company Law
- Small Business Law
- Partnership Law
- Professional Practices
- Joint Ventures
- Family Business Law
- Closely Held Business Law
- Buying and Selling of Businesses
- Business Planning
Securities 1
- Initial Public Offerings
Intellectual Property
Technology and Science 1
- Computers and Software
Contracts
Debtor and Creditor
Taxation
Banking Law
Commercial Law
Finance
Internet Law
Investments
Real Estate
Communications and Media 1
- Privacy Law
Other 51
- Corporate Securities Law
- Private Financing
- Public Offerings
- Mergers and Acquisitions
- Tender Offers
- Emerging Growth Companies
- Employment
- Technology Licensing
- Commercial Transactions
- Business Organization
- Business Regulation
- Business Start-Ups
- Business Reorganization
- Business Succession Planning
- Business Successions
- Business Taxation
- Business Transactions
- Business Transfers
- Buy-Sell Agreements
- Entrepreneurial Business Law
- Pass-Through Entities
- Private Business Law
- Blue Sky Law
- Broker-Dealer Regulation
- Insider Trading
- Private Placement Syndication
- Private Placement
- SEC Enforcement
- Securities Disclosure
- Securities Finance
- Securities Offerings
- Securities Registration
- Securities Regulation
- Shareholder Agreements
- Shareholder Disputes
- Shareholder Derivative Actions
- Shareholder Rights
- Shareholders Law
- Mergers
- Acquisitions and Divestitures
- Sole Proprietorships
- Minority Business Law
- Family Business Successions
- Closely Held Business Taxation
- Closely Held Business Estate Planning
- Business Estate Planning
- Business Dissolutions
- Debtor & Creditor
- Mergers & Acquisitions
- Technology & Science
- Public Law

Practice Details

Languages

English
Korean
Spanish
Payment Information

Payment & Cost Features
Free initial consultation
Firm Information

Position
Partner

Firm Name
Nick Yocca Law Firm
Representative Cases & Transactions

Transactions
Refinancing and Sale of Stock of Systonetics, Inc. (NASDAQ:SYST) for $2 million to Wearnes Technology, 1988; Acquisition of Dateline Technologies by Applied Data Communications; Acquisition of Archive Corporation (NASDAQ:ACHV) by Seagate Technology; Acquisition of Silicon Systems, Inc. by TDK; Acquisition of Solder Station-One, Inc. by Heartland Technology; Acquisition of Coast Vision by Cooper Companies; Acquisition of The Kipp Group, Inc. by the predecessor to WebMD; Acquisition of Rich Publications by Cowells Magazines; Comprehensive Care Corporation (NYSE:CMP) tender offer for $50 million face amount of Debentures, 1994; Offshore Pipelines, Inc. (NYSE:OPI) $1.5 billion merger with Jay Ray McDermott, Inc., 1995; Acquisition of Cimco, Inc. (NASDAQ:CMCO) for $20 million by MA Hanna (NYSE:MAH), 1996; Initial Public Offering for $20 million by Powerwave Technologies, Inc. (NASDAQ:PWAV), 1997; Initial Public Offering of Helisys; Initial Public Offering of EnPointe Technologies (NASDAQ:ENPT); Acquisition of Denim Software for $15 million; Acquisition of Netsoft for $20 million by Netmanage (NASDAQ:NETM); Acquisition of Routerware for $30 million by Wind River Systems (NASDAQ:WIND); Acquisition of Beadlenet for $11 million by Watchguard Technologies, Inc. (NASDAQ:WGRD), 1998; Acquisition of Linfinity Microelectronics for $20 million by Microsemi Corporation (NASDAQ: MSCC), 1999; Underwritten Public Offering for $45 million by Microsemi Corporation, 2000; Acquisitions of New England Semiconductors for $14 million and Compensated Devices for $14 million by Microsemi Corporation, August 2001; Sale of Microsemi RF Products for $11 million by Microsemi Corporation, 2002; $2 million PIPE offering of DPAC Technologies, 2004; $150 million acquisition of Advanced Power Technology by Microsemi Corporation, 2006; $14 million refinancing and Merger of DPAC Technologies with QuaTech, 2006; $20 million PIPE offering for Javo Beverage Company, 2006; $250 million acquisition of PowerDsine by Microsemi Corporation. 2006; $36 million sale of South Coast Bancorp to FCB Bancorp, 2006; Microsemi Corporation's acquisition of Babcock, Inc. and Electro-Module, Inc., 2008; $5 million of private debt financing by American Transportation Exchange, Inc., 2008; S.two Corp.'s private offering of Series A Preferred Stock, 2008; Securus, Inc.'s acquisition of the assets of Presealed Systems, LLC, 2009; Apriori Beauty, LLC's private offering of membership units, 2009; S.two Corp.'s private offering of notes and warrants to purchase Series A Preferred Stock, 2009; International Money Management, Inc.'s private offering of Series A Preferred Stock, 2009; S.two Corp.'s exchange offer with holders of notes, 2010; Cyvergence Corporation's private offering of Common Stock and Warrants, 2011; ExtendCredit.com's private offering of Series A Preferred Stock, 2011; Catalina Insurance Solutions, Inc.'s acquisition of the assets of Catalina Insurance Services, 2011; Microsemi Corporation's acquisition of the assets of Brijot Holdings, Inc., 2011.

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Experience

Bar Admission & Memberships

Admissions
1986, California
1986, U.S. District Court, Central District of California
1986, U.S. Court of Appeals, Ninth Circuit

Memberships
Orange County and American Bar Associations
State Bar of California.
Education & Certifications

Law School
University of San Diego
Class of 1985
J.D.

Other Education
Harvard University
Class of 1983
A.B.
History
Special Agencies

U.S. Securities and Exchange Commission
U.S. Patent and Trademark Office
California Department of Corporations and all other states' securities law commissions
California Secretary of State and all other secretaries of state.
Personal Details & History

Hobbies & Interests
Lecturer: "Antitrust and Microsoft," University of California, Irvine, 1997; "New Information Objects," Multimedia Technology and Applications Conference, University of California, Irvine, 1997; "The Art of the Deal," California Venture Forum, 1999; "The Successful IPO," Hyatt Regency Hotel, Irvine, 1998; "Venture Capital in 2002," Association of Internet Professionals, Orange County, California, 2002; "No Nonsense Ways of Raising Capital," Association of Internet Professionals, Orange County, California, 2003; "What Every Business Should Know To Do Business Online," International Business Law Symposium, San Juan Capistrano, California, 2003. Licensed Real Estate Broker, California, 1989—.

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Nicholas James Yocca

Partner at Nick Yocca Law Firm

5.0

2 reviews

32932 Pacific Coast Hwy #14-161Dana Point, CA 92629U.S.A.

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