Mr. Polvi focuses his practice in the areas of financial services litigation, representing broker-dealer, asset management, banking, and energy companies, as well as, individuals in lawsuits before Texas federal and state courts and in arbitrations before arbitration panels. Mr. Polvi represents clients in matters related to breach-of-fiduciary-duty claims, suitability claims, business torts (including securities fraud and other fraud), claims arising from disputes between partners or LLC members, professional malpractice claims, and claims related to violations of FINRA Rules, federal securities laws, and Texas securities laws. Other matters include efforts to enforce creditors’ rights, conflicts between employers and employees, owner disputes, claims against corporate officers and directors, and protection of client rights to trade secrets and confidential data.
Mr. Polvi has tried multiple cases first-chair and has trial experience handling matters to verdict/judgment in state and federal courts. He has experience in all aspects of preparing a matter for trial, including discovery, deposing fact and expert witnesses, preparing and presenting witnesses for deposition and drafting and arguing dispositive motions.
