Lynn M. McGrade is a lawyer practicing cannabis, debt capital markets, etfs, structured products and closed-end funds and 5 other areas of law. Lynn M. has been licensed for 36 years. Lynn M. practices at Borden Ladner Gervais LLP in Toronto, ON.
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Areas of Law
Practice Details
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Firm InformationPositionPartnerFirm NameBorden Ladner Gervais LLP
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Representative Cases & TransactionsCasesRepresentative Work: Has been involved in the creation
structuring of investment products, including fund-on-fund structures, funds involving derivatives, leverage or short selling
exempt or private funds, exchange-traded funds, listed or closed-end funds, segregated funds,
private equity funds.
Frequently provides training
advice on compliance issues impacting securities registrants, including providing assistance with the preparation of policies
procedures
risk management systems
preparing for
responding to issues arising in connection with regulatory compliance audits
surveys.
Advises many foreign fund managers
portfolio managers in connection with offering funds or advisory services in Canada.
Regularly advises on a wide range of fund governance, securities registrant regulation, sales practices
advertising issues.
Regularly assists fund managers with fund restructurings including multi-classing, windups, mergers
terminations.
Has acted for industry participants in a large number of merger
acquisition transactions, including sales
purchases of mutual fund businesses, closed-end listed funds, high net worth advisory businesses,
IIROC
MFDA members.
Deals extensively with issues relating to institutional
high net worth managed account businesses
m
ates.
Proficient in issues relating to custody, brokerage arrangements, repurchase arrangements
securities lending.
Has obtained novel
group exemptive relief from various securities requirements.
Experience
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Bar Admission & MembershipsAdmissions1990, Ontario
MembershipsProfessional Involvement
•Chair and Board of Directors, National Society of Compliance Professionals
•Chair, Canadian Committee of the National Society of Compliance Professionals
•President, Board of Directors, Osgoode Hall Law School Alumni Association
•Past Chair, Committee I (Investment Companies and Mutual Funds), International Bar Association
•Was seconded to the Investment Funds Institute of Canada from October 1991 to March 1992Community Involvement
•President, Board of Directors, Duke of Edinburgh's Award Program (Ontario)
•Member, Investment Committee, Toronto General & Western Hospital Foundation -
Education & CertificationsLaw SchoolOsgoode Hall Law School
Class of 1988
J.D.
Lynn M. McGrade
Bay Adelaide Centre, East Tower22 Adelaide Street West, Suite 3400Toronto, ON M5H 4E3Canada