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James A. Nofi
Pro

James A. Nofi

5.0
5 reviews

1 Concourse Parkway, Suite 800, Atlanta, GA 30319

Broker-Dealer Regulation, Securities Regulation, Securities Arbitration and 2 more

About James A. Nofi

Phi Beta Kappa (Staff Member, 1979-1980; Research Editor, 1980-1981), Moot Court Board. Trial Counsel, Division of Enforcement, New York Stock Exchange, Inc., 1989-2001. Co-author: "The Enforcement Role of the New York Stock Exchange," 85 NW. U. L. Rev. 637, Spring 1991. Author: "The Challenges of Hedge Fund Regulation After the Pequot Investigation and Goldstein v. SEC," PLI, Securities Arbitration 2007: Arbitrators and Mediators - Winning Their Hearts and Minds. Author: "The Confrontation Clause under Crawford v. Washington and Its Progeny," Proof, The Journal of the Trial Evidence Committee, Section of Litigation, American Bar Association, Winter 2010, Vol. 18 No. 2. Author: "The Limited Nature of Post-Arbitration Judicial Proceedings," Verdict, The Journal of the Trial Practice Committee, Section of Litigation, American Bar Association, Winter 2011, Vol. 25, No. 1.

 

James A. Nofi (Atlanta, Georgia) View website

Awards

Peer Reviewed Rated
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Champion Badge Silver

At least three reviews and a score of 4.0 or higher.

Champion Badge Gold

At least six reviews and a score of 4.2 or higher.

Champion Badge Platinum

At least ten reviews and a score of 4.5 or higher.

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Reviews for James A.

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Overall Rating
5.0
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5
Lawyers.com
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5.0
Martindale
5
Avvo
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Services

Areas of Law

  • Litigation 1
    • Civil Litigation
  • Other 4
    • Broker-Dealer Regulation
    • Securities Regulation
    • Securities Arbitration
    • Employment Litigation

Practice Details

  • Firm Information
    Position
    Member
    Firm Name
    Law Office of James A. Nofi, LLC
  • Representative Cases & Transactions
    Cases
    The H&R Block Severance Plan v. Thomas P. Fitzgerald, 2007 U.S. District LEXIS 79577 (W.D. Mo. 2007)
    Gemveto Jewelry Company, Inc. v. Jeff Cooper, Incorporated, et al, 694 F.Supp. 1885 (S.D.N.Y. 1988)
    Steven Thorlief Rangen, 1997 SEC LEXIS 762, 52. S.E.C. 1304
    Neil C. Sullivan, 1994 SEC LEXIS 386, 51 S.E.C. 974
    Nomura Securities International, Inc., NYSE Disc Action 95-138, 1995 NYSE Disc. Action LEXIS 138, Moret v. Wachovia Securities, Inc., 2004 NASD Arb LEXIS 2440, Bear Stearns & Co. Inc., v. Gregory A. Fisher, 2007 NASD Arb LEXIS 880
    Thomas P. Fitzgerald v. H&R Block Financial Advisors, Inc., et al. 2008 NASD Arb LEXIS 159.
  • Additional Links
    http://www.nofilaw.com

Experience

  • Bar Admission & Memberships
    Admissions
    1982, New York
    1984, U.S. District Court, Northern District of New York
    1984, U.S. District Court, Western District of New York
    1986, U.S. Court of Appeals, Second Circuit
    2004, Georgia
    2004, U.S. District Court, Northern District of Georgia
    1982, U.S. District Court, Eastern and Southern Districts of New York
    Memberships
    American Bar Association (Member, Litigation Section)
    New York State Bar Association
    New York City Bar Association
    State Bar of Georgia
    Securities Industry and Financial Markets Association (Member, Compliance and Legal Division)
    Atlanta Bar Association (Member, Labor and Employment and Litigation Sections)
    National Society of Compliance Professionals.
  • Education & Certifications
    Law School
    New York University
    Class of 1981
    J.D.
    cum laude
    Other Education
    New York University
    Class of 1978
    B.A.
    cum laude

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Attorneys FAQs

  • Is this attorney admitted to practice in any U.S. Federal Courts?
    James A. Nofi is admitted to practice before the United States Court of Appeals for the Second Circuit, United States District Court for the Northern District of Georgia, United States District Court for the Northern District of New York and United States District Court for the Western District of New York.
  • Does this attorney maintain a professional presence on any social networks?
    Yes, James A. Nofi has a professional profile on LinkedIn.
  • Is this attorney Martindale-Hubbell Peer Review rated?
    Yes, James A. Nofi has a 5.0 Peer Rating from Martindale-Hubbell.
  • What law school did this attorney attend?
    James A. Nofi attended New York University.

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