Faruqi & Faruqi, LLP

Faruqi & Faruqi, LLP is a Law Firm in New York, New York

Attorney at Law

(Main Office)

Faruqi & Faruqi, LLP is a New York City law firm whose practice is focused on complex civil and class action litigation, including securities litigation, antitrust litigation, and consumer class actions as well as shareholder derivative suits involving issues of corporate governance. Our firm's dedication to our clients has earned us an excellent reputation among our peers and adversaries.

Statement of Practice

Shareholder Merger Litigation; Shareholder Derivative Litigation; Securities Litigation; Portfolio Monitoring Program; Consumer Litigation; Antitrust Litigation; Wage and Hour Litigation.

Year Established: 1995

Firm Size: 32


369 Lexington Avenue, 10th Floor
New York, NY 10017, (New York Co.)

Mailing Address:

369 Lexington Avenue, 10th Floor
New York 10017


Phone: 212-983-9330


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Firm/Affiliate Offices

Los Angeles, California: 10866 Wilshire Boulevard Suite 1470, 90024. Telephone: 424-256-2884. Fax: 424-256-2885.

Wilmington, Delaware: 20 Montchanin Road, Suite 145, 19807

Jenkintown, Pennsylvania: 101 Greenwood Avenue Suite 600, 19046. Telephone: 215-277-5770. Fax: 215-277-5771.

Jenkintown, Pennsylvania Office: 101 Greenwood Avenue Suite 600, 19046. Telephone: 215-277-5770. Fax: 215-277-5771.

Los Angeles, California Office: 10866 Wilshire Boulevard Suite 1470, 90024. Telephone: 424-256-2884. Fax: 424-256-2885.

Wilmington, Delaware Office: 20 Montchanin Rd. Suite 145, 19807. Telephone: 302-482-3182. Fax: 302-482-3612.


Nadeem Faruqi (Managing Partner) born Karachi, Pakistan, November 6, 1959; admitted to bar, 1988, New York. Education: McGill University (B.S., 1981); Schulich School of Business, York University (M.B.A., 1984); New York Law School (J.D., cum laude, 1987). Mr. Faruqi is Co-Founder and Managing Partner of the firm. Mr. Faruqi oversees all aspects of the firm’s practice areas. Mr. Faruqi has acted as sole lead or co-lead counsel in many notable class or derivative action cases, such as: In re Olsten Corp. Secs. Litig., C.A. No. 97-CV-5056 (E.D.N.Y.) (recovered $25 million dollars for class members); In re PurchasePro, Inc., Secs. Litig., Master File No. CV-S-01-0483 (D. Nev. 2001) ($24.2 million dollars recovery on behalf of the class in securities fraud action); In re Avatex Corp. S’holders Litig., C.A. No. 16334-NC (Del. Ch. 1999) (established certain new standards for preferred shareholders rights); Dennis v. Pronet, Inc., C.A. No. 96-06509 (Tex. Dist. Ct.) (recovered over $15 million dollars on behalf of shareholders); In re Tellium, Inc. Secs. Litig., C.A. No. 02-CV-5878 (D.N.J.) (class action settlement of $5.5 million); In re Tenet Healthcare Corp. Derivative Litig., Lead Case No. 01098905 (Cal. Sup. Ct. 2002) (achieved a $51.5 million benefit to the corporation in derivative litigation).

Upon graduation from law school, Mr. Faruqi was associated with a large corporate legal department in New York. In 1988, he became associated with Kaufman Malchman Kirby & Squire, specializing in shareholder litigation, and in 1992, became a member of that firm. While at Kaufman Malchman Kirby & Squire, Mr. Faruqi served as one of the trial counsel for plaintiff in Gerber v. Computer Assocs. Int’l, Inc., 91-CV-3610 (E.D.N.Y. 1991). Mr. Faruqi actively participated in cases such as: Colaprico v. Sun Microsystems, No. C-90-20710 (N.D. Cal. 1993) (recovery in excess of $5 million on behalf of the shareholder class); In re Jackpot Secs. Enters., Inc. Secs. Litig., CV-S-89-805 (D. Nev. 1993) (recovery in excess of $3 million on behalf of the shareholder class); In re Int’l Tech. Corp. Secs. Litig., CV 88-440 (C.D. Cal. 1993) (recovery in excess of $13 million on behalf of the shareholder class); and In re Triangle Inds., Inc. S’holders Litig., C.A. No. 10466 (Del. Ch. 1990) (recovery in excess of $70 million).

Mr. Faruqi earned his Bachelor of Science Degree from McGill University, Canada (B.Sc. 1981), his Master of Business Administration from the Schulich School of Business, York University, Canada (MBA 1984) and his law degree from New York Law School (J.D., cum laude, 1987). Mr. Faruqi was Executive Editor of New York Law School’s Journal of International and Comparative Law. He is the author of “Letters of Credit: Doubts As To Their Continued Usefulness, ” Journal of International and Comparative Law, 1988. He was awarded the Professor Ernst C. Stiefel Award for Excellence in Comparative, Common and Civil Law by New York Law School in 1987.


“Letters of Credit: Doubts As To Their Continued Usefulness, ” Journal of International and Comparative Law - New York Law School, 1988


Professor Ernst C. Stiefel Award for Excellence in Comparative, Common and Civil Law - New York Law School, 1987. Reported Cases: Cases: 09/11/2015; Carriage Services Inc. (CSV); 07/16/2015; Keryx Biopharmaceuticals, Inc. (KERX); 07/16/2015; Alnylam Pharmaceuticals, Inc. (ALNY); 06/29/2015; 8x8 Inc. (EGHT); 10/04/2011; Pharmaceutical Product Development Inc. (PPDI) Practice Areas: Stockholders Derivative; Class Actions; Commercial Litigation.Email: Nadeem Faruqi

Lubna M. Faruqi (Managing Partner) born Karachi, Pakistan, December 25, 1958; admitted to bar, 1984, Ontario; 1988, New York. Education: McGill University Law School (B.C.L., 1980); McGill University Law School (LL.B., 1981). Ms. Faruqi is Co-Founder of Faruqi & Faruqi, LLP. Ms. Faruqi is involved in all aspects of the firm’s practice. Ms. Faruqi has actively participated in numerous cases in federal and state courts which have resulted in significant recoveries for shareholders.

Ms. Faruqi was involved in litigating the successful recovery of $25 million to class members in In re Olsten Corp. Secs. Litig., C.A. No. 97-CV-5056 (E.D.N.Y.). She helped to establish certain new standards for preferred shareholders in Delaware in In re Avatex Corp. S’holders Litig., C.A. No. 16334-NC (Del. Ch. 1999). Ms. Faruqi was also lead attorney in In re Mitcham Indus., Inc. Secs. Litig., Master File No. H-98-1244 (S.D. Tex. 1998), where she successfully recovered $3 million on behalf of class members despite the fact that the corporate defendant was on the verge of declaring bankruptcy.

Upon graduation from law school, Ms. Faruqi worked with the Department of Consumer and Corporate Affairs, Bureau of Anti-Trust, the Federal Government of Canada. In 1987, Ms. Faruqi became associated with Kaufman Malchman Kirby & Squire, specializing in shareholder litigation, where she actively participated in cases such as: In re Triangle Inds., Inc. S’holders Litig., C.A. No. 10466 (Del. Ch. 1990) (recovery in excess of $70 million); Kantor v. Zondervan Corp., C.A. No. 88 C5425 (W.D. Mich. 1989) (recovery of $3.75 million on behalf of shareholders); and In re A.L. Williams Corp. S’holders Litig., C.A. No. 10881 (Del. Ch. 1990) (recovery in excess of $11 million on behalf of shareholders).

Ms. Faruqi graduated from McGill University Law School at the age of twenty-one with two law degrees: Bachelor of Civil Law (B.C.L.) (1980) and a Bachelor of Common Law (L.L.B.) (1981).

Practice Areas: Stockholders Derivative; Class Actions; Commercial Litigation; Consumer Class Actions; Antitrust.Email: Lubna M. Faruqi

Adam Gonnelli (Partner) born Livingston, New Jersey, April 12, 1967; admitted to bar, 1998, New York. Education: Rutgers University, Newark (B.A., 1989); Cornell Law School (J.D., 1997). Mr. Gonnelli is a partner in Faruqi & Faruqi, LLP's New York office.

Since joining Faruqi & Faruqi, Mr. Gonnelli has concentrated his practice on wage and hour litigation, transaction litigation and consumer class actions. Representative cases include Garcia v. Lowe's, Cos., Inc., No. 841120 (Cal. Super. Ct.) (case to recover overtime pay for delivery drivers); In re NutraQuest, Inc., No. 06-202 (D.N.J.) (consumer fraud case against national diet supplement company); Wanzo v. Nextel Commc'ns, Inc., No. GIC 791626 (Cal. Sup. Ct.) (consumer case challenging change in nights and weekends plan); Rice v. Lafarge North America, No. 268974 (Md. Cir. Ct.) (merger case resulted in a benefit of $388 million); and In re Fox Entm't Group, Inc. S'holders Litig., No. 1033-N (Del. Ch. 2005) (benefit to shareholders of $450 million).

Mr. Gonnelli received a B.A. from Rutgers University (Newark) in 1989 and a J.D. from Cornell Law School in 1997. At Rutgers University, Mr. Gonnelli lettered in football and fencing and served as Student Government President. Prior to attending law school, Mr. Gonnelli was a Financial Writer at the Federal Reserve Bank of New York, where he wrote educational materials on international trade and monetary policy. While attending Cornell Law School, Mr. Gonnelli served as Editor-in-Chief of the Cornell Journal of Law and Public Policy and was a member of the Atlantic Regional Championship moot court team in the Jessup International Law Moot Court Competition (1997).


Faruqi & Faruqi, LLP Announces Denial of Motion to Dismiss in Shop-Vac Consumer Case Reported Cases: Cases; 12/02/2011; David Lerner Associates, Inc. Practice Areas: Transaction Litigation; Consumer Class Actions.Email: Adam Gonnelli

Antonio Vozzolo (Partner) admitted to bar, 1998, New Jersey; 1999, New York. Education: Fairleigh Dickinson University (B.Sc., cum laude, 1992; M.B.A., 1995); Brooklyn Law School (J.D., 1998). Antonio Vozzolo is a partner in Faruqi & Faruqi, LLP's New York office.

Mr. Vozzolo was one of the primary counsel responsible for prosecuting In re PurchasePro, Inc., Secs. Litig., Master File No. CV-S-01-0483 (D. Nev. 2001), a case against the officers and directors of PurchasePro.com as well as AOL Time Warner, Inc., America On-Line, Inc., and Time Warner, Inc., for federal securities laws violations, culminating in a $24.2 million settlement.

Mr. Vozzolo's other notable cases are Thomas v. Global Vision Products, Case No. RG-03091195 (Cal. Super. Ct., Alameda Cty.) (representing certified class of California consumers for false and misleading advertising claims regarding Avacor hair restoration product; $37 million jury verdict for the first trial, $50 million jury verdict for separate trial against two of the remaining directors and officers); In re: HP Power-Plug Litigation, Case No. 06-1221 (N.D. Cal.) (representing a proposed nationwide class of persons who purchased defective laptops; cash payment up to $650.00, or in the alternative, a repair free-of-charge); Delre v. Hewlett-Packard Co., C.A. No. 3232-02 (N.J. Super. Ct. 2002) (representing a proposed nationwide class of persons for false and misleading advertising claims regarding capabilities of model 100i DVD writers; recovery included replacement of the 100i writer with upgraded, second generation 200i DVD writer and a refund of the $99 defendant had previously charged consumers to upgrade from the 100i to the 200i).

Mr. Vozzolo graduated, cum laude, from Fairleigh Dickinson University in 1992 with a Bachelor of Science (B.Sc.), where he was on the Dean's List, and with a Masters in Business Administration (M.B.A.) in 1995. He is a graduate of Brooklyn Law School (J.D. 1998). Mr. Vozzolo served as an intern to the Honorable Ira Gammerman of the New York Supreme Court and the New York Stock Exchange while attending law school.


The NY Times: Whirlpool Wants Congress to Ban Class-Action Suits Tied to Energy Star Program

ABC NEWS: Samsung Refrigerator Energy Star Cass Action Lawsuit Advances Reported Cases: Cases: 11/17/2011 Agnico-Eagle Mines Limited (AEM) 11/17/2011 China Automotive Systems, Inc. (CAAS) 11/17/2011 CNinsure Inc. (CISG) 11/17/2011 JinkoSolar Holding Co., Ltd. (JKS) 11/17/2011 HCA Holdings, Inc. (HCA) 11/17/2011 MF Global Holdings Ltd. (MFGLQ.PK) 11/17/2011 Olympus Corporation (OCPNY.PK) 11/17/2011 Diamond Foods, Inc. (DMND) 11/16/2011 CIBER, Inc. (CBR) 10/28/2011 Suffolk Bancorp (SUBK) 10/28/2011 K-V Pharmaceutical Company (KV-A) 10/27/2011 OmniVision Technologies, Inc. (OVTI) 10/21/2011 AgFeed Industries, Inc. (FEED) 10/14/2011 Stereotaxis, Inc. (STXS) 10/13/2011 Aeropostale, Inc. (ARO) 09/28/2011 Imperial Holdings, Inc. (IFT) 09/21/2011 Blue Coat Systems Inc. (BCSI) 09/20/2011 Sequans Communications S.A. (SQNS) 09/15/2011 Penson Worldwide, Inc. (PNSN) 09/15/2011 Ener1, Inc. (HEV) 09/13/2011 SinoTech Energy Limited (CTE) 09/06/2011 Miller Energy Resources, Inc. (MILL) Practice Areas: Federal and State Securities Laws; Fiduciary Duties of Corporate Officers and Directors.Email: Antonio Vozzolo

Juan E. Monteverde (Partner) born 1979; admitted to bar, New York; Southern District of New York; Eastern District of New York; 7th Circuit, US Court of Appeals; Eastern District of Wisconsin; District of Colorado; Western District of New York. Education: California State University of Northridge (B.S., Finance); St. Thomas University School of Law (J.D., cum laude). Juan E. Monteverde is a partner at Faruqi & Faruqi, LLP.

Mr. Monteverde has concentrated his legal career advocating shareholder rights. Mr. Monteverde regularly handles high profile merger cases seeking to maximize shareholder value and has recovered damages and improved merger transactions in the process. Below is a list of selected cases and achievements:

- In Re Jefferies Group, Inc. Shareholders Litigation, Cons. C.A. No. 8059-CB (Del. Ch. 2015)(obtaining as co-lead counsel $70 million post-close settlement)

- In re Force Protection, Inc. Shareholder Litigation, Case No. A-11-651336-B (Nev. Dist. Ct. Clark Cnty. 2015)(obtaining as co-lead counsel $11 million post-close cash settlement)

- In re Orchard Enterprises, Inc. Stockholder Litigation, C.A. No. 7840-VCL (Del. Ch. 2014) (obtaining as co-lead counsel $10.725 million post-close cash settlement)

- In Re Harleysville Group, Inc. S’holders Litigation, C.A. 6907-VCP (Del. Ch. 2014)(obtaining significant disclosures for stockholders pre-close and securing valuable relief post close in the form of an Anti-Flip Provision providing former stockholders with 25% of any profits in a Qualifying Sale)

- In re Cogent, Inc. Shareholders Litigation, Consol. C.A. No. 5780-VCP (Del. Ch. 2013) (obtaining as co-lead counsel post-close cash settlement of $1.9 million)

Mr. Monteverde has also broken new ground when it comes to challenging proxies related to compensation issues post Dodd-Frank Act for not providing accurate disclosure required for shareholders to cast informed votes. Knee v. Brocade Comm’ns Sys., Inc., No. 1-12-CV-220249, slip op. at 2 (Cal. Super. Ct. Santa Clara Cnty. Apr. 10, 2012) (Kleinberg, J.) (enjoining the 2012 shareholder vote because certain information relating to projected executive compensation (as related to an equity plan share increase that had a potential dilutive effect on shareholders) was not properly disclosed in the proxy statement).

Mr. Monteverde has written articles regarding executive compensation and also speaks regularly at ABA, PLI and other conferences regarding merger litigation or executive compensation issues.

Mr. Monteverde has been selected by Super Lawyers as a 2013 New York Metro Rising Star.



Mr. Monteverde is Featured to Speak at the 21st Annual NASPP Conference in Washington, D.C.


Emerging Trends in Say-on-Pay Disclosure


SEC's Aguilar Says Companies Should Improve Compensation Disclosures


Anxiety Stalks Proxy Season


Judge OKs Settlement In Temple-Inland Shareholder Suit


Ladish Shareholders Sue To Block $778M Allegheny Buy



A Review of Trados and Its Impact


Emerging Trends in Say-on-Pay Disclosure


Battling for Say on Pay Transparency



Mr. Monteverde Speaks to Industry Leaders about Executive Compensation Disclosure & Litigation


Mr. Monteverde Discusses the Changing Landscape in Proxy Litigation at the Barney & Barney D&O Seminar in San Diego


Mr. Monteverde is a Panel Speaker at the Practising Law Institute Lecture on Trends in Merger Litigation in San Francisco


Mr. Monteverde Discusses his Article Arguing for Greater Say-on-Pay Transparency at Corporate Counsel CLE Seminar in Fort Lauderdale


Mr. Monteverde is a panel speaker in the session for “Don’t Get Caught in the Past” at the 2011 Corporate Counsel CLE Seminar in Naples, Florida, discussing the current corporate governance developments in the mergers and acquisitions law practice and new


Mr. Monteverde teaches a New York CLE course regarding the financial and legal fundamentals underlying the valuation of mergers and acquisitions of publicly traded companies, Valuation Issues in Mergers and Acquisitions


Mr. Monteverde has been selected by Super Lawyers as a 2013 New York Metro Rising Star. Reported Cases: Cases: 11/12/2015; RealD Inc. (RLD); 11/12/2015; C1 Financial, Inc. (BNK); 11/12/2015; Ocata Therapeutics, Inc. (OCAT); 11/12/2015; Plum Creek Timber Co. Inc. (PCL); 11/12/2015; Fidelity & Guaranty Life (FGL); 11/10/2015; ZS Pharma, Inc. (ZSPH); 11/6/2015; HomeAway Inc. (AWAY); 11/5/2015; MedAssets, Inc. (MDAS); 11/5/2015; Dyax Corp. (DYAX); 11/5/2015; Hutchinson Technology Inc. (HTCH); 11/5/2015; Astoria Financial Corporation (AF); 11/5/2015; Constant Contact, Inc. (CTCT); 10/30/2015; Diamond Foods, Inc. (DMND); 10/30/2015; Rite Aid Corporation (RAD); 10/28/2015; VBI Vaccines Inc. (VBIV); 10/28/2015; River Valley Bancorp (RIVR); 10/28/2015; Piedmont Natural Gas Co. Inc.; 10/28/2015; TriVascular Technologies, Inc. (TRIV); 10/28/2015; Pep Boys - Manny, Moe & Jack (PBY); 10/27/2015; Cytec Industries Inc. (CYT); 10/23/2015; SolarWinds, Inc. (SWI); 10/23/2015; SanDisk Corp. (SNDK); 10/23/2015; KLA-Tencor Corporation (KLAC); 10/21/2015; Campus Crest Communities, Inc. (CCG); 10/16/2015; Wausau Paper Corp. (WPP); 10/16/2015; NewBridge Bancorp (NBBC); 10/14/2015; UTi Worldwide Inc. (UTIW); 10/14/2015; EMC Corporation (EMC); 10/14/2015; BioMed Realty Trust, Inc. (BMR); 10/14/2015; Journal Media Group, Inc. (JMG); 10/8/2015; PMC-Sierra Inc. (PMCS); 10/8/2015; AirMedia Group Inc. (AMCN); 10/2/2015; Security California Bancorp (SCAF); 10/2/2015; First Capital Bancorp, Inc. (FCVA); 10/2/2015; Jacksonville Bancorp, Inc. (JAXB); 10/1/2015; The Williams Companies, Inc. (WMB); 10/1/2015; Rentrak Corporation (RENT); 10/1/2015; The Phoenix Companies Inc. (PNX); 9/28/2015; Atmel Corporation (ATML); 9/28/2015; Cablevision Systems Corporation (CVC); 9/28/2015; Adept Technology, Inc. (ADEP); 9/28/2015; TICC Capital Corp. (TICC); 9/28/2015; Media General (MEG); 9/24/2015; AGL Resources, Inc. (GAS); 9/24/2015; Envivio, Inc. (ENVI); 9/24/2015; Solera Holdings Inc. (SLH); 9/24/2015; Premiere Global Services, Inc. (PGI); 9/24/2015; Sirona Dental Systems Inc. (SIRO); 9/11/2015; Baylake Corp. (BYLK); 9/11/2015; Meredith Corporation (MDP); 9/11/2015; Strategic Hotels & Resorts, Inc. (BEE); 9/10/2015; TECO Energy, Inc. (TE); 9/10/2015; Con-way Inc. (CNW); 9/9/2015; Pericom Semiconductor Corp. (PSEM); 9/9/2015; Millennial Media Incorporated (MM); 9/3/2015; Synergetics USA, Inc. (SURG); 9/3/2015; Fuel Systems Solutions, Inc. (FSYS); 9/3/2015; Blyth, Inc. (BTH); 8/28/2015; Cameron International Corporation (CAM); 8/28/2015; Belk Inc. (BLKIA); 8/27/2015; AGL Resources Inc. (GAS); 8/25/2015; Steiner Leisure Ltd. (STNR); 8/21/2015; Dot Hill Systems Corp. (HILL); 8/20/2015; National Penn Bancshares, Inc. (NPBC); 8/20/2015; zulily, Inc. (ZU); 8/17/2015; Southcoast Financial Corp. (SOCB); 8/14/2015; Planar Systems, Inc. (PLNR); 8/14/2015; Symetra Financial Corporation (SYA); 8/14/2015; Terex Corporation (TEX); 8/13/2015; Rentech Nitrogen Partners, L.P. (RNF); 8/11/2015; SilverCrest Mines Inc. (SVLC); 8/11/2015; Coast Distribution System, Inc. (CRV); 8/7/2015; Tecumseh Products Company (TECU); 8/7/2015; PartnerRe Ltd. (PRE); 8/7/2015; Metro Bancorp, Inc. (METR); 8/7/2015; Merge Healthcare Incorporated (MRGE); 8/7/2015; IPC Healthcare Inc. (IPCM); 7/30/2015; Crestwood Midstream Partners LP (CMLP); 7/29/2015; Cytec Industries Inc. (CYT); 7/27/2015; Magnetek, Inc. (MAG); 7/24/2015; StanCorp Financial Group (SFG); 7/24/2015; Cigna Corp. (CI); 7/22/2015; Thoratec Corp. (THOR); 7/20/2015; Vivint Solar, Inc. (VSLR); 7/16/2015; Xoom Corporation (XOOM); 7/15/2015; Receptos, Inc. (RCPT); 7/15/2015; LRR Energy, L.P. (LRE); 7/13/2015; MarkWest Energy Partners (MWE); 7/13/2015; Remy International Inc. (REMY); 7/6/2015; Humana Inc. (HUM); 7/2/2015; Health Net Inc. (HNT); 7/1/2015; Gramercy Property Trust Inc. (GPT); 7/1/2015; The Chubb Corporation (CB); 6/30/2015; Towers Watson & Co. (TW); 6/22/2015; Home Properties, Inc. (HME); 6/22/2015; Martha Stewart Living (MSO); 6/18/2015; Lumenis Ltd. (LMNS); 6/17/2015; KYTHERA Biopharmaceuticals, Inc. (KYTH); 6/16/2015; Metalico, Inc. (MEA); 6/15/2015; Dealertrack Technologies, Inc. (TRAK); 6/15/2015; Ryland Group, Inc. (RYL); 6/10/2015; HCC Insurance Holdings, Inc. (HCC); 6/4/2015; Bio-Reference Laboratories, Inc. (BRLI); 6/4/2015; Naugatuck Valley Financial Corporation (NVSL); 6/2/2015; OM Group Inc. (OMG); 6/1/2015; Altera Corporation (ALTR); 5/28/2015; Rally Software Development Corporation (RALY); 5/28/2015; Broadcom Corporation (BRCM); 5/27/2015; SFX Entertainment Inc. (SFXE); 5/26/2015; Geeknet, Inc. (GKNT); 5/22/2015; Frisch's Restaurants, Inc. (FRS); 5/22/2015; Eagle Rock Energy Partners, L.P. (EROC); 5/21/2015; Omnicare, Inc. (OCR); 5/18/2015; ANN, Inc. (ANN); 5/13/2015; Pall Corporation (PLL); 5/12/2015; AOL, Inc. (AOL); 5/11/2015; Trade Street Residential, Inc. (TSRE); 5/11/2015; Rosetta Resources, Inc. (ROSE); 5/8/2015; Micrel, Inc. (MCRL); 5/7/2015; Quality Distribution, Inc. (QLTY); 5/7/2015; Synageva BioPharma, Inc. (GEVA); 5/7/2015; Crestwood Midsteam Partners (CMLP); 5/4/2015; Cyan, Inc. (CYNI); 5/4/2015; PMFG, Inc. (PMFG); 4/30/2015; Audience, Inc. (ADNC); 4/30/2015; MCG Capital Corp. (MCGC); 4/27/2015; Emulex Corporation (ELX); 4/27/2015; iGate Corp. (IGTE); 4/24/2015; Procera Networks, Inc. (PKT); 4/23/2015; Associated Estates Realty Corp. (AEC); 4/23/2015; Palmetto Bancshares, Inc. (PLMT); 4/22/2015; LRR Energy, L.P. (LRE); 4/16/2015; QEP Midstream Partners, LP (QEPM); 4/13/2015; Zep, Inc. (ZEP); 4/13/2015; Excel Trust, Inc. (EXL); 4/9/2015; Informatica Corp. (INFA); 4/3/2015; Cellular Dynamics International, Inc. (ICEL); 4/3/2015; Auspex Pharmaceuticals, Inc. (ASPX); 4/3/2015; Catamaran Corporation (CTRX); 4/3/2015; Norcraft Companies Inc. (NCFT); 4/3/2015; Hyperion Therapeutics, Inc. (HPTX); 3/18/2015; Life Time Fitness, Inc. (LTM); 3/18/2015; Vitesse Semiconductor Corporation (VTSS); 3/13/2015; RTI International Metals, Inc. (RTI); 3/13/2015; Integrated Silicon Solution, Inc. (ISSI); 3/6/2015; Square 1 Financial, Inc. (SQBK); 3/6/2015; Pulse Electronics Corp. (PULS); 3/4/2015; Aruba Networks, Inc. (ARUN); 3/4/2015; Freescale Semiconductor, Ltd. (FSL); 3/2/2015; Mavenir Systems, Inc. (MVNR); 2/26/2015; Oneida Financial Corp. (ONFC); 2/26/2015; Emulex Corporation (ELX); 2/26/2015; Polypore International, Inc. (PPO); 2/26/2015; Home Loan Servicing Solutions, Ltd. (HLSS); 2/26/2015; UIL Holdings Corp. (UIL); 2/17/2015; Saba Software, Inc. (SABA); 2/13/2015; Orbitz Worldwide, Inc. (OWW); 2/6/2015; Hospira, Inc. (HSP); 2/6/2015; Entropic Communications, Inc. (ENTR); 2/6/2015; Exelis, Inc. (XLS); 2/6/2015; Office Depot, Inc (ODP); 2/5/2015; E2open, Inc. (EOPN); 2/3/2015; Advent Software, Inc. (ADVS); 1/27/2015; Lakes Entertainment, Inc. (LACO); 1/27/2015; Silicon Image Inc. (SIMG); 1/26/2015; MeadWestvaco Corporation (MWV); 1/26/2015; Regency Energy Partners LP (RGP); 1/22/2015; City National Corp. (CYN); 1/19/2015; Courier Corp. (CRRC); 1/12/2015; NPS Pharmaceuticals, Inc. (NPSP); 1/12/2015; MWI Veterinary Supply, Inc. (MWIV); 1/6/2015; Caesars Acquisition Company (CACQ); 1/6/2015; Uranerz Energy Corp. (URZ); 1/6/2015; Meadowbrook Insurance Group, Inc. (MIG); 12/23/2014; Peerless Systems Corp. (PRLS); 12/19/2014; Volcano Corp. (VOLC); 12/19/2014; PetSmart, Inc. (PETM); 12/19/2014; Paramount Gold and Silver Corp. (PZG); 12/19/2014; Riverbed Technology, Inc. (RVBD); 12/19/2014; The Pantry, Inc. (PTRY); 12/16/2014; MicroFinancial, Inc. (MFI); 12/12/2014; Actuate Corporation (BIRT); 12/12/2014; Cubist Pharmaceuticals, Inc. (CBST); 12/11/2014; Heritage Financial Group, Inc. (HBOS); 12/4/2014; Hawaiian Electric Industries (HE); 12/3/2014; Avanir Pharmaceuticals, Inc. (AVNR); 12/3/2014; Spansion, Inc. (CODE); 11/25/2014; Cimatron Ltd. (CIMT); 11/25/2014; Prosensa Holding N.V. (RNA); 11/24/2014; Platinum Underwriters Holdings Ltd. (PTP); 11/20/2014; Valley Financial Corp. (VYFC); 11/20/2014; Baker Hughes, Inc. (BHI); 11/20/2014; Oplink Communications, Inc. (OPLK); 11/14/2014; Susquehanna Bancshares, Inc. (SUSQ); 11/14/2014; Oiltanking Partners, L.P. (OILT); 11/14/2014; Horizon Lines, Inc. (HRZL); 11/7/2014; Hampden Bancorp, Inc. (HBNK); 11/7/2014; Elecsys Corp. (ESYS); 11/7/2014; Hudson Valley Holding Corp. (HVB); 11/6/2014; World Energy Solutions, Inc. (XWES); 11/6/2014; Covance, Inc. (CVD); 11/6/2014; Aviv REIT, Inc. (AVIV); 11/6/2014; AMREIT, Inc. (AMRE); 11/3/2014; Sapient Corp. (SAPE); 10/31/2014; Wright Medical Group, Inc. (WMGI); 10/31/2014; Williams Partners LP (WPZ); 10/31/2014; Digital River, Inc. (DRIV); 10/31/2014; ESB Financial Corp. (ESBF); 10/24/2014; BTU International, Inc.; 10/24/2014; Cleco Corporation (CNL); 10/17/2014; Penford Corporation (PENX); 10/13/2014; Auxilium Pharmaceuticals Inc. (AUXL); 10/13/2014; Atlas Pipeline Partners, L.P. (APL) and Atlas Energy, L.P. (ATLS); 10/10/2014; Apco Oil & Gas International Inc.; 10/10/2014; CareFusion Corp. (CFN); 10/6/2014; Durata Therapeutics Inc. (DRTX); 10/3/2014; TIBCO Software Inc. (TIBX); 10/3/2014; Athlon Energy Inc. (ATHL); 10/1/2014; Move, Inc. (MOVE); 9/29/2014; Einstein Noah Restaurant Group, Inc. (BAGL); 9/22/2014; Dresser-Rand Group Inc. (DRC); 9/22/2014; Sigma-Aldrich Corporation (SIAL); 9/22/2014; Viasystems Group, Inc. (VIAS); 9/19/2014; Concur Technologies, Inc. (CNQR); 9/16/2014; Glimcher Realty Trust (GRT); 9/12/2014; Conversant, Inc. (CNVR); 9/12/2014; Taminco Corp. (TAM); 9/11/2014; Colonial Financial Services, Inc. (COBK); 9/8/2014; Multimedia Games Holding Company, Inc. (MGAM); 9/8/2014; The Bank of Kentucky Financial Corporation (BKYF); 9/8/2014; Annie's, Inc. (BNNY); 9/4/2014; Bolt Technology Corp. (BOLT); 9/2/2014; Compuware Corporation (CPWR); 8/28/2014; Cobra Electronics Corporation (COBR); 8/25/2014; InterMune, Inc. (ITMN); 8/21/2014; International Rectifier Corp. (IRF); 8/1/2014; Bally Technologies, Inc. (BYI); 7/30/2014; GFI Group Inc. (GFIG); 7/28/2014; Trulia, Inc. (TRLA); 7/24/2014; QR Energy, LP (QRE); 7/16/2014; ZipRealty Inc. (ZIPR); 7/16/2014; International Game Technology (IGT); 7/15/2014; Rockwood Holdings Inc. (ROC); 7/15/2014; Lorillard, Inc. (LO); 7/15/2014; URS Corporation (URS); 7/15/2014; Franklin Financial Corporation (FRNK); 7/14/2014; Kodiak Oil & Gas Corp. (KOG); 7/2/2014; Vitacost.com, Inc. (VITC); 7/1/2014; Sports Chalet, Inc. (SPCHA) (SPCHB); 6/30/2014; Enventis Corporation (ENVE); 6/25/2014; First Citizens Bancorporation, Inc. (FCBN); 6/23/2014; Integrys Energy Group, Inc. (TEG); 6/19/2014; Measurement Specialties, Inc. (MEAS); 6/16/2014; TW Telecom, Inc. (TWTC); 6/16/2014; Fusion-IO, Inc. (FIO); 6/13/2014; OpenTable Inc. (OPEN); 6/12/2014; Montage Technology Group (MONT); 6/9/2014; Hittite Microwave Corporation (HITT); 6/4/2014; Protective Life Corp. (PL); 6/4/2014; TF Financial Corporation (THRD); 6/2/2014; American Realty Capital Healthcare Trust, Inc. (HCT); 5/28/2014; PetroLogistics LP (PDH); 5/20/2014; Aeroflex Holding Corp. (ARX); 5/16/2014; Overland Storage Inc. (OVRL); 5/14/2014; Tellabs, Inc. (TLAB); 5/8/2014; 1st United Bancorp, Inc. (FUBC); 4/30/2014; Pepco Holdings (POM); 4/29/2014; OmniAmerican Bancorp (OABC); 4/28/2014; Susser Holdings Corporation (SUSS); 4/28/2014; Furiex Pharmaceuticals, Inc. (FURX); 4/22/2014; Cbeyond, Inc. (CBEY); 4/11/2014; Koppers Holdings Inc. (KOP); 4/11/2014; Hardinge Inc. (HDNG); 4/11/2014; Oppenheimer Holdings Inc. (OPY); 4/11/2014; Owens-Illinois, Inc. (OI); 4/11/2014; Penns Woods Bancorp Inc. (PWOD); 4/11/2014; Brunswick Corporation (BC); 4/11/2014; Exactech Inc. (EXAC); 4/11/2014; ARC Document Solutions, Inc. (ARC); 4/11/2014; Dominion Resources, Inc. 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(JOEZ); 3/13/2014; Silicon Laboratories Inc. (SLAB); 3/13/2014; Orchids Paper Products Company (TIS); 3/13/2014; ManpowerGroup Inc. (MAN); 3/12/2014; EPL Oil & Gas, Inc. (EPL); 2/28/2014; Advaxis, Inc. (ADXS); 2/24/2014; TriQuint Semiconductor Inc. (TQNT); 2/21/2014; Emeritus Corp. (ESC); 2/20/2014; CLARCOR Inc. (CLC); 2/19/2014; Zale Corporation (ZLC); 2/18/2014; Forest Laboratories, Inc. (FRX); 2/18/2014; Chindex International Inc. (CHDX); 2/14/2014; LCA-Vision, Inc. (LCAV); 2/13/2014; FuelCell Energy, Inc. (FCEL); 2/13/2014; Urstadt Biddle Properties Inc. (UBA); 2/13/2014; Foster Wheeler (FWLT); 2/12/2014; Cadence Pharmaceuticals, Inc. (CADX); 2/12/2014; AMCOL International Corporation (ACO); 2/12/2014; Supertex Incorporated (SUPX); 2/6/2014; Toll Brothers Inc. (TOL); 2/4/2014; ATMI Inc. (ATMI); 2/3/2014; ArthroCare Corporation (ARTC); 1/31/2014; EMCORE Corporation (EMKR); 1/31/2014; Sonic Foundry, Inc. (SOFO); 1/30/2014; Accelrys Inc. (ACCL); 1/28/2014; Texas Industries Inc. (TXI); 1/27/2014; VantageSouth Bancshares, Inc. (VSB); 1/24/2014; Mitek Systems, Inc. (MITK); 1/23/2014; Jefferson Bancshares, Inc. (JFBI); 1/22/2014; North Valley Bancorp (NOVB); 1/22/2014; Parker Drilling Co. (PKD); 1/21/2014; ConnectOne Bancorp, Inc. (CNOB); 1/17/2014; Gentium S.p.A (GENT); 1/15/2014; True Drinks Holdings, Inc. (TRUU); 1/13/2014; Beam, Inc. (BEAM); 1/10/2014; American Pacific Corporation (APFC); 1/10/2014; United Community Bancorp (UCBA); 1/10/2014; Lee Enterprises, Incorporated (LEE); 1/9/2014; Powell Industries, Inc. (POWL); 1/9/2014; Material Sciences Corporation (MASC); 1/6/2014; Pacer International, Inc. (PACR); 12/27/2013; Transgenomic Inc. (TBIO); 12/27/2013; Simulations Plus, Inc. (SLP); 12/26/2013; Arden Group, Inc. (ARDNA); 12/20/2013; Coleman Cable, Inc. (CCIX); 12/20/2013; Responsys, Inc. (MKTG); 12/20/2013; The Jones Group Inc. (JNY); 12/18/2013; Valassis Communications Inc. (VCI); 12/18/2013; Nicholas Financial, Inc. 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(VPHM); 11/8/2013; Santarus, Inc (SNTS); 11/6/2013; Mindspeed Technologies, Inc. (MSPD); 11/4/2013; Anaren, Inc. (ANEN); 11/1/2013; Celadon Group, Inc. (CGI); 11/1/2013; Winnebago Industries, Inc. (WGO); 10/31/2013; Farmer Brothers Co. (FARM); 10/31/2013; Flexsteel Industries, Inc. (FLXS); 10/29/2013; Blyth, Inc. (BTH); 10/29/2013; Investors Capital Holdings, Ltd. (ICH); 10/25/2013; Home Federal Bancorp (HOME); 10/25/2013; Harman International Industries, Inc. (HAR); 10/24/2013; Washington Banking Company (WBCO); 10/24/2013; Consolidated Graphics, Inc. (CGX); 10/23/2013; Cole Real Estate Investments, Inc. (COLE); 10/22/2013; Symmetricom, Inc. (SYMM); 10/21/2013; Tellabs Inc. (TLAB); 10/21/2013; NTS, Inc. (NTS); 10/15/2013; Mac-Gray Corporation (TUC); 10/10/2013; Camco Financial Corporation (CAFI); 10/10/2013; PVR Partners LP (PVR); 10/9/2013; Virtual Piggy, Inc. (VPIG); 10/9/2013; Corporate Resource Services, Inc. (CRRS); 10/8/2013; Sysco Corporation (SYY); 10/8/2013; Opexa Therapeutics, Inc. (OPXA); 10/8/2013; DeVry Inc. (DV); 10/4/2013; Cardica, Inc. (CRDC); 10/1/2013; Edgen Group Inc. (EDG); 9/30/2013; The Active Network, Inc. (ACTV); 9/27/2013; Zoltek Companies, Inc. (ZOLT); 9/26/2013; Flow International Corporation (FLOW); 9/25/2013; MAKO Surgical Corp. (MAKO); 9/25/2013; Eastern Insurance Holdings, Inc. (EIHI); 9/24/2013; Yongye International, Inc. (YONG); 9/24/2013; Greenway Medical Technologies (GWAY); 9/23/2013; Verenium Corporation (VRNM); 9/23/2013; Official Payments Holdings, Inc. (OPAY); 9/20/2013; Hemispherx Biopharma, Inc. (HEB); 9/20/2013; Saga Communications, Inc. (SGA); 9/19/2013; Pike Electric Corporation (PIKE); 9/19/2013; MetroCorp Bancshares, Inc. (MCBI); 9/17/2013; Boise Inc. (BZ); 9/13/2013; Dial Global, Inc. (DIAL); 9/13/2013; MTR Gaming Group, Inc. (MNTG); 9/12/2013; Sterling Financial Corp. (STSA); 9/10/2013; Tower Financial Corporation (TOFC); 9/10/2013; WhiteWave Foods Company (WWAV); 9/9/2013; PAA Natural Gas Storage, L.P. (PNG); 9/9/2013; Kaydon Corporation (KDN); 9/5/2013; Thomas Properties Group, Inc. (TPGI); 9/5/2013; Rochester Medical Corporation (ROCM); 9/4/2013; Kimball International, Inc. (KBALB); 8/28/2013; Onyx Pharmaceuticals, Inc. (ONXX); 8/28/2013; Hi-Tech Pharmacal Co., Inc. (HITK); 8/28/2013; TMS International Corp. (TMS); 8/19/2013; ImmunoCellular Therapeutics, Ltd. (IMUC); 8/19/2013; National Technical Systems Inc. (NTSC); 8/16/2013; Volterra Semiconductor Corporation (VLTR); 8/16/2013; Firstbank Corporation (FBMI); 8/16/2013; Energy Focus, Inc. (EFOI); 8/16/2013; MGT Capital Investments, Inc. (MGT); 8/15/2013; As Seen on TV, Inc. (ASTV); 8/15/2013; NetApp, Inc. (NTAP); 8/15/2013; Radisys Corporation (RSYS); 8/7/2013; Transcat, Inc. (TRNS); 8/7/2013; FS Bancorp, Inc. (FSBW); 8/7/2013; Prospect Global Resources, Inc. (PGRX); 8/7/2013; Sono-Tek Corporation (SOTK); 8/7/2013; Synergy Resources Corporation (SYRG); 8/7/2013; American Software, Inc. (AMSWA); 8/7/2013; IXYS Corporation (IXYS); 7/31/2013; Health Management Associates Inc. (HMA); 7/31/2013; Optimer Pharmaceuticals, Inc. (OPTR); 7/31/2013; Trius Therapeutics, Inc. (TSRX); 7/30/2013; Otelco, Inc. (OTEL); 7/30/2013; Old Line Bancshares, Inc. (OLBK); 7/30/2013; InfuSystem Holdings, Inc. (INFU); 7/30/2013; Cache, Inc. (CACH); 7/30/2013; Royal Mines and Minerals Corporation (RYMM); 7/29/2013; ALCO Stores, Inc. (ALCS); 7/26/2013; Frozen Food Express Industries, Inc. (FFEX); 7/26/2013; CapitalSource, Inc. (CSE); 7/24/2013; Maidenform, Inc. (MFB); 7/24/2013; Sourcefire, Inc. (FIRE); 7/22/2013; Nash-Finch Company (NAFC); 7/17/2013; SHFL entertainment, Inc. (SHFL); 7/16/2013; Taylor Capital Group Inc. (TAYC); 7/16/2013; McKesson Corporation (MCK); 7/12/2013; Comarco, Inc. (CMRO); 7/12/2013; Imprimis Pharmaceuticals, Inc. 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(FNSR); 10/22/2012; Accuray Incorporated (ARAY); 10/22/2012; Cascade Corporation (CASC); 10/22/2012; Ancestry.com Inc. (ACOM); 10/17/2012; Cymer, Inc. (CYMI); 10/12/2012; West Coast Bancorp (WCBO); 10/12/2012; Applied Minerals, Inc. (AMNL); 10/12/2012; Lifevantage Corporation (LFVN); 10/9/2012; The Clorox Company (CLX); 10/8/2012; Alliance Financial Corporation (ALNC); 10/8/2012; The Hain Celestial Group, Inc. (HAIN); 10/8/2012; TPC Group Inc. (TPCG); 10/5/2012; Ethan Allen Interiors Inc. (ETH); 10/5/2012; JDS Uniphase Corporation (JDSU); 10/1/2012; Ceradyne Inc. (CRDN); 9/26/2012; First Investors Financial Services Group, Inc. (FIFS); 9/25/2012; Union Drilling, Inc. (UDRL); 9/25/2012; Ramtron International Corp. (RMTR); 9/21/2012; Sparton Corp. (SPA); 9/19/2012; Brinker International, Inc. (EAT); 9/19/2012; AAR Corp. (AIR); 9/18/2012; The Marcus Corporation (MCS); 9/18/2012; Electro Rent Corp. (ELRC); 9/18/2012; Applied Industrial Technologies, Inc. (AIT); 9/18/2012; NeoStem, Inc. (NBS); 9/18/2012; Cintas Corp. (CTAS); 9/17/2012; Synaptics Inc. (SYNA); 9/17/2012; IRIS International Inc. (IRIS); 9/17/2012; Complete Genomics, Inc. (GNOM); 9/17/2012; AngioDynamics Inc. (ANGO); 9/14/2012; Presstek, Inc. (PRST); 9/12/2012; Hudson City Bancorp, Inc. (HCBK); 9/12/2012; Mediware Information Systems, Inc. (MEDW); 9/6/2012; American Realty Capital Trust, Inc. (ARCT); 9/4/2012; Medicis Pharmaceutical Corp. (MRX); 8/28/2012; Magellan Petroleum Corporation (MPET); 8/28/2012; SeaBright Holdings, Inc. (SBX); 8/27/2012; Deltek, Inc. (PROJ); 8/27/2012; Kenexa Corp. (KNXA); 8/27/2012; Dollar Thrifty Automotive Group Inc. (DTG); 8/22/2012; Sunrise Senior Living, Inc. (SRZ); 8/20/2012; Coventry Health Care, Inc. (CVH); 8/15/2012; Physicians Formula Holdings Inc. (FACE); 8/13/2012; Pervasive Software, Inc. (PVSW); 8/13/2012; FSI International, Inc. (FSII); 8/9/2012; Robbins & Myers, Inc. (RBN); 8/7/2012; U.S. Home Systems, Inc. (USHS); 8/6/2012; Best Buy Co. (BBY); 7/30/2012; Shaw Group Inc. (SHAW); 7/27/2012; AuthenTec, Inc. (AUTH); 7/24/2012; GenOn Energy, Inc. (GEN); 7/24/2012; RailAmerica, Inc. (RA); 7/24/2012; GeoEye, Inc. (GEOY); 7/24/2012; Peet's Coffee & Tea, Inc. (PEET); 7/20/2012; Centene Corporation (CNC); 7/20/2012; Kosmos Energy Ltd. (KOS); 7/17/2012; Lime Energy Co. (LIME); 7/16/2012; FX Alliance Inc. (FX); 7/16/2012; Par Pharmaceutical Companies, Inc. (PRX); 7/16/2012; Presidential Life Corporation (PLFE); 7/13/2012; Big Lots Inc. (BIG); 7/13/2012; General Motors Company (GM); 7/13/2012; PolyMedix, Inc. (PYMX); 7/6/2012; BrightPoint, Inc. (CELL); 7/6/2012; LaCrosse Footwear Inc. (BOOT); 7/5/2012; MModal Inc. (MODL); 7/2/2012; Lincare Holdings Inc. (LNCR); 6/29/2012; J. Alexander's Corporation (JAX); 6/22/2012; Sun Healthcare Group, Inc. (SUNH); 6/22/2012; THQ Inc. (THQI); 6/22/2012; LHC Group, Inc. (LHCG); 6/15/2012; Ambow Education Holding Ltd. (AMBO); 6/15/2012; AEterna Zentaris Inc. (AEZS); 6/12/2012; IntegraMed America, Inc. (INMD); 6/12/2012; Micronetics Inc. (NOIZ); 6/12/2012; ChinaCast Education Corporation (CAST); 6/12/2012; Orrstown Financial Services, Inc. (ORRF); 6/5/2012; MEDTOX Scientific, Inc. (MTOX); 6/5/2012; HUGHES Telematics, Inc. (HUTC); 6/5/2012; Beacon Federal Bancorp, Inc. (BFED); 6/5/2012; New England Bancshares Inc. (NEBS); 6/4/2012; CREDO Petroleum Corporation (CRED); 6/1/2012; China-Biotics, Inc. (CHBT); 6/1/2012; Tibet Pharmaceuticals, Inc. (TBET); 6/1/2012; Carbo Ceramics, Inc. (CRR); 5/31/2012; Interline Brands, Inc. (IBI); 5/31/2012; LeCroy Corporation (LCRY); 5/23/2012; Ariba Inc. (ARBA); 5/17/2012; Orthovita, Inc. (VITA); 5/16/2012; Golfsmith International Holdings, Inc. (GOLF); 5/16/2012; Cost Plus, Inc. (CPWM); 5/8/2012; Standard Microsystems Corporation (SMSC); 5/7/2012; Charming Shoppes Inc. (CHRS); 5/7/2012; Kensey Nash Corp. (KNSY); 5/7/2012; EasyLink Services International Corp. (ESIC); 5/2/2012; Collective Brands, Inc. (PSS); 5/1/2012; Imperial Sugar Co. (IPSU); 5/1/2012; Gen-Probe Inc. (GPRO); 5/1/2012; P.F. Chang's China Bistro, Inc. (PFCB); 4/25/2012; GeoResources, Inc. (GEOI); 4/23/2012; Ardea Biosciences, Inc. (RDEA); 4/18/2012; Catalyst Health Solutions, Inc. (CHSI) Practice Areas: Shareholder Rights.Email: Juan E. Monteverde

Richard W. Gonnello (Partner) admitted to bar, 2000, New York. Education: Rutgers University, Newark (B.A., Phi Beta Kappa, 1995); UCLA School of Law (J.D., 1998). Richard W. Gonnello is a partner in the Firm’s New York office.

Prior to joining the firm, Mr. Gonnello was a partner at Entwistle & Cappucci LLP and an associate at Latham & Watkins LLP. Mr. Gonnello has represented institutional and individual investors in obtaining substantial recoveries in numerous class actions, including In re Royal Ahold Sec. Litig., No. 03-md-01539 (D. Md. 2003) ($1.1 billion) and In re Tremont Securities Law, State Law and Insurance Litigation, No. 08-cv-11117 (S.D.N.Y. 2011) ($100 million+). Mr. Gonnello has also obtained favorable recoveries for institutional investors pursuing direct securities fraud claims, including cases against Qwest Communications International, Inc. ($175 million+) and Tyco Int’l Ltd ($21 million).

Mr. Gonnello has co-authored the following articles: "'Staehr’ Hikes Burden of Proof to Place Investor on Inquiry Notice, "New York Law Journal, December 15, 2008; and "Potential Securities Fraud: 'Storm Warnings' Clarified," New York Law Journal, October 23, 2008.

Mr. Gonnello graduated summa cum laude from Rutgers University in 1995, where he was named Phi Beta Kappa. He received his law degree from UCLA School of Law (J.D. 1998), and was a member of the UCLA Journal of Environmental Law & Policy.


"'Staehr' Hikes Burden of Proof to Place Investor on Inquiry Notice," New York Law Journal, December 15, 2008.

"Potential Securities Fraud: 'Storm Warnings' Clarified," New York Law Journal, October 23, 2008.


Biota Pharmaceuticals, inc. (BOTA)

Lihua International, Inc. (LIWA) Reported Cases: Cases: 9/3/2015; The Spectranetics Corporation (SPNC); 9/3/2015; Wayfair Inc. (W); 9/3/2015; Biogen Inc. (BIIB); 9/2/2015; MaxPoint Interactive, Inc. (MXPT); 8/31/2015; El Pollo Loco Holdings, Inc. (LOCO); 8/31/2015; Pier 1 Imports (PIR); 8/27/2015; Northwest Biotherapeutics, Inc. (NWBO); 8/20/2015; Amira Nature Foods Ltd. (ANFI); 8/20/2015; CaesarStone Sdot-Yam Ltd. (CSTE); 8/18/2015; Plains All American Pipeline, L.P. (PAA); 8/17/2015; PHH Corporation (PHH); 8/14/2015; On Deck Capital, Inc. (ONDK); 8/14/2015; Whole Foods Market, Inc. (WFM); 8/14/2015; MDC Partners, Inc. (MDCA); 8/14/2015; XOMA Corporation (XOMA); 8/14/2015; Investment Technology Group, Inc. (ITG); 8/13/2015; Helix Energy Solutions Group, Inc. (HLX); 8/13/2015; World Acceptance, Corp. (WRLD); 8/12/2015; Abengoa SA (ABGB); 8/11/2015; AAC Holdings, Inc. (AAC); 8/11/2015; root9B Technologies Inc. (RTNB); 8/11/2015; AirMedia Group Inc. (AMCN); 8/10/2015; TriNet Group, Inc. (TNET); 8/10/2015; American Express Company (AXP); 7/23/2015; EZCORP, Inc. (EZPW); 7/23/2015; Centrais Eletricas Brasileiras S.A. - Eletrobras (EBR); 7/13/2015; Pacific Booker Minerals Inc. (PBM); 7/13/2015; Avalanche Biotechnologies, Inc. (AAVL); 7/9/2015; Silver Wheaton Corp. (SLW); 7/8/2015; CorMedix, Inc. (CRMD); 7/7/2015; Edison International (EIX); 7/6/2015; Peabody Energy Corporation (BTU); 7/6/2015; Braskem S.A. (BAK); 7/6/2015; Celladon Corporation (CLDN); 7/1/2015; Uranium Energy Corp. (UEC); 6/29/2015; 3D Systems Corporation (DDD); 6/26/2015; Iconix Brand Group, Inc. (ICON); 6/26/2015; Solazyme, Inc. (SZYM); 6/12/2015; China Finance Online Co., Ltd. (JRJC); 6/12/2015; Revance Therapeutics, Inc. (RVNC); 6/12/2015; Toshiba (OTC: TOSYY, TOSBF); 6/10/2015; SandRidge Mississippian Trust I (SDT) & Trust II (SDR); 6/9/2015; Xunlei Limited (XNET); 5/22/2015; Vipshop Holdings Limited (VIPS); 5/22/2015; CHC Group Ltd. (HELI); 5/22/2015; IsoRay, Inc. (ISR); 5/14/2015; Etsy, Inc. (ETSY); 5/12/2015; Endurance International Group Holdings, Inc. (EIGI); 5/12/2015; Trinity Industries Inc. (TRN); 5/12/2015; AudioEye, Inc. (AEYE); 5/12/2015; ForceField Energy Inc. (FNRG); 5/11/2015; Cellular Biomedicine Group, Inc. (CBMG); 5/11/2015; Ampio Pharmaceuticals, Inc. (AMPE); 5/11/2015; Aerie Pharmaceuticals, Inc. (AERI); 5/11/2015; Boulder Brands, Inc. (BDBD); 5/11/2015; Cadiz, Inc. (CDZI); 5/11/2015; MagnaChip Semiconductor Corporation (MX); 5/11/2015; Altisource Residential Corporation (RESI); 5/8/2015; iCAD, Inc. (ICAD); 5/8/2015; Global Power Equipment Group Inc. (GLPW); 5/8/2015; MasTec, Inc. (MTZ); 5/8/2015; Insulet Corporation (PODD); 5/5/2015; Rubicon Technology, Inc. (RBCN); 5/5/2015; MobileIron, Inc. (MOBL); 4/6/2015; iDreamSky Technology Limited (DSKY); 4/6/2015; Quiksilver, Inc. (ZQK); 3/20/2015; Chemical & Mining Co. of Chile Inc. (SQM); 3/20/2015; Omnicell, Inc. (OMCL); 3/13/2015; Acadia Pharmaceuticals, Inc. (ACAD); 3/13/2015; Inogen, Inc. (INGN); 3/13/2015; Resonant, Inc. (RESN); 3/13/2015; Coupons.com Inc. (COUP); 3/13/2015; Lentuo International, Inc. (LAS); 3/13/2015; AcelRx Pharmaceuticals, Inc. (ACRX); 3/13/2015; Accelerate Diagnostics, Inc. (AXDX); 3/11/2015; Stratasys Ltd. (SSYS); 3/9/2015; Appliance Recycling Centers of America, Inc.; 3/9/2015; Movado Group, Inc. (MOV); 3/8/2015; AAC Holdings, Inc. (AAC); 3/6/2015; Orexigen Therapeutics, Inc. (OREX); 3/5/2015; Akron, Inc. (AKRX); 3/4/2015; CTPartners Executive Search Inc. (CTP); 3/4/2015; Virtus Investment Partners, Inc. (VRTS); 3/3/2015; Medbox, Inc. (MDBX); 3/3/2015; Energy Recovery, Inc. (ERII); 3/3/2015; TCP International Holdings Ltd. (TCPI); 3/3/2015; Corporate Resource Services, Inc. (CRRS); 3/2/2015; Volaris Aviation Holding Company (VLRS); 3/2/2015; 500.com Limited (WBAI); 3/2/2015; Bridgepoint Education, Inc. (BPI); 3/2/2015; Five Below, Inc. (FIVE); 2/24/2015; MiMedx Group, Inc. (MDXG); 2/9/2015; Puma Biotechnology, Inc. (PBYI); 2/6/2015; eHealth, Inc. (EHTH); 2/6/2015; Telestone Technologies Corporation (TSTC.PK); 2/6/2015; Conn's Inc. (CONN); 2/6/2015; A10 Networks, Inc. (ATEN); 2/6/2015; Calavo Growers, Inc. (CVGW); 2/5/2015; Alibaba Group Holding Limited (BABA); 2/3/2015; Venaxis, Inc. (APPY); 1/26/2015; Roka Bioscience, Inc. (ROKA); 1/26/2015; ChannelAdvisor Corporation (ECOM); 1/26/2015; SeaDrill Limited (SDRL); 1/26/2015; LeapFrog Enterprises, Inc. (LF); 1/26/2015; Altisource Asset Management Corporation (AAMC); 1/16/2015; RCS Capital Corporation (RCAP); 1/12/2015; Vivint Solar, Inc. (VSLR); 1/9/2015; InvenSense, Inc. (INVN); 12/17/2014; Jumei International Holding Limited (JMEI); 12/12/2014; Petroleo Brasileiro S.A. - Petrobras (PBR); 12/2/2014; China Gerui Advanced Materials Group Ltd. (CHOP); 11/26/2014; Nymox Pharmaceutical Corporation (NYMX); 11/26/2014; FireEye, Inc. (FEYE); 11/26/2014; Pingtan Marine Enterprise Ltd. (PME); 11/21/2014; MOL Global, Inc. (MOLG); 11/21/2014; Aeterna Zentaris Inc. (AEZS); 11/20/2014; Alcobra Ltd. (ADHD); 11/19/2014; Albany Molecular Research, Inc. (AMRI); 11/19/2014; Vascular Solutions Inc. (VASC); 11/14/2014; Sarepta Therapeutics, Inc. (SRPT); 11/14/2014; Hanger, Inc. (HGR); 11/11/2014; Salix Pharmaceuticals Inc. (SLXP); 11/11/2014; Barrett Business Services Inc. (BBSI); 11/11/2014; Rayonier Inc. (RYN); 11/11/2014; Swift Energy Co. (SFY); 10/31/2014; Willbros Group Inc. (WG); 10/29/2014; American Realty Capital Properties, Inc. (ARCP); 10/28/2014; CBD Energy Limited (CBDE); 10/28/2014; iBio, Inc. (IBIO); 10/28/2014; Blue Earth, Inc. (BBLU); 10/21/2014; Retrophin, Inc. (RTRX); 10/17/2014; Repros Therapeutics Inc. (RPRX); 10/15/2014; Tesco PLC (TSCDY); 10/13/2014; Arrowhead Research Corp. (ARWR); 10/9/2014; EveryWare Global, Inc. (EVRY); 10/7/2014; ITT Educational Services Inc. (ESI); 10/7/2014; Pacira Pharmaceuticals, Inc. (PCRX); 10/7/2014; GT Advanced Technologies, Inc. (GTAT); 10/1/2014; Impax Laboratories, Inc. (IPXL); 10/1/2014; Millennial Media Inc. (MM); 10/1/2014; Penn West Petroleum Ltd. (PWE); 9/30/2014; Altair Nanotechnologies, Inc. (ALTI); 9/22/2014; 21Vianet Group, Inc. (VNET); 9/22/2014; Education Management Corporation (EDMC); 9/22/2014; CommVault Systems, Inc. (CVLT); 9/19/2014; Bankrate, Inc. (RATE); 9/19/2014; PDL BioPharma, Inc. (PDLI); 9/19/2014; Lumber Liquidators Holdings, Inc. (LL); 9/12/2014; Flagstar Bancorp Inc. (FBC); 9/12/2014; Altisource Portfolio Solutions S.A. (ASPS); 9/12/2014; DreamWorks Animation SKG Inc. (DWA); 9/12/2014; The Dolan Company (DOLNQ); 9/10/2014; SeaWorld Entertainment, Inc. (SEAS); 9/10/2014; Enzymotec Ltd. (ENZY); 9/5/2014; IRadimed Corporation (IRMD); 9/5/2014; Fabrinet (FN); 9/5/2014; Marrone Bio Innovations, Inc. (MBII); 9/5/2014; Rocket Fuel Inc. (FUEL); 8/29/2014; Genworth Financial, Inc. (GNW); 8/29/2014; Cobalt International Energy, Inc. (CIE); 8/29/2014; Santander Consumer USA Holdings Inc. (SC); 8/29/2014; Lannett Company, Inc. (LCI); 8/22/2014; NetSol Technologies, Inc. (NTWK); 8/22/2014; World Wrestling Entertainment Inc. (WWE); 8/22/2014; Liquidity Services, Inc. (LQDT); 8/22/2014; BancorpSouth, Inc. (BXS); 8/22/2014; Ocwen Financial Corp. (OCN); 8/22/2014; The Bancorp Inc. (TBBK); 8/22/2014; China XD Plastics Company Ltd. (CXDC); 8/22/2014; EDAP TMS SA (EDAP); 8/22/2014; NeuStar, Inc. (NSR); 8/22/2014; Key Energy Services Inc. (KEG); 8/22/2014; InVivo Therapeutics Holdings Corp. (NVIV); 8/22/2014; Galectin Therapeutics, Inc. (GALT); 8/22/2014; L-3 Communications Holdings, Inc. (LLL); 8/22/2014; Barclays PLC (BCS); 8/11/2014; China Mobile Games and Entertainment Group Limited (CMGE); 8/11/2014; Yelp, Inc. (YELP); 8/11/2014; China Commercial Credit, Inc. (CCCR); 7/3/2014; Northwest Biotherapeutics, Inc. (NWBO); 7/3/2014; PowerSecure International, Inc. (POWR); 7/3/2014; Pacific Coast Oil Trust (ROYT); 6/27/2014; Endocyte, Inc. (ECYT); 6/26/2014; KBR, Inc. (KBR); 6/20/2014; The ADT Corporation (ADT); 6/19/2014; Apollo Education Group, Inc. (APOL); 6/19/2014; CannaVEST Corporation (CANV); 6/18/2014; World Acceptance Corporation (WRLD); 6/17/2014; Ocean Power Technologies, Inc. (OPTT); 6/12/2014; Regional Management Corporation (RM); 6/12/2014; China Ceramics Co., Ltd. (CCCL); 6/12/2014; Ply Gem Holdings, Inc. (PGEM); 6/12/2014; Blucora, Inc. (BCOR); 6/12/2014; INSYS Therapeutics, Inc. (INSY); 6/12/2014; Och-Ziff Capital Management Group LLC (OZM); 6/12/2014; Doral Financial Corporation (DRL); 6/6/2014; Hertz Global Holdings, Inc. (HTZ); 6/6/2014; Covisint Corporation (COVS); 5/30/2014; Vertex Pharmaceuticals Inc. (VRTX); 5/30/2014; Prospect Capital Corporation (PSEC); 5/30/2014; Higher One Holdings, Inc. (ONE); 5/30/2014; Provectus Biopharmaceuticals, Inc. (PVCT); 5/9/2014; Lihua International, Inc. (LIWA); 5/9/2014; Biota Pharmaceuticals, inc. (BOTA); 3/28/2014; CytRx Corporation (CYTR); 3/19/2014; Global Geophysical Services, Inc. (GGS); 3/19/2014; Geron Corporation (GERN); 3/14/2014; Walter Investment Management Corp. (WAC); 3/14/2014; The Medicines Company (MDCO); 3/14/2014; InnerWorkings, Inc. (INWK); 3/14/2014; Galena Biopharma, Inc. (GALE); 3/14/2014; AmTrust Financial Services, Inc. (AFSI); 3/5/2014; Coty, Inc. (COTY); 3/5/2014; Envivio, Inc. (ENVI); 12/6/2013; ARIAD Pharmaceuticals, Inc. (ARIA); 11/27/2013; Tremor Video, Inc. (TRMR); 11/27/2013; Violin Memory, Inc. (VMEM); 11/22/2013; Quality Systems, Inc. (QSII); 11/22/2013; Ixia (XXIA); 11/22/2013; Pretium Resources, Inc. (PVG); 11/22/2013; Tile Shop Holdings, Inc. (TTS); 11/15/2013; Achillion Pharmaceuticals, Inc. (ACHN); 11/15/2013; FAB Universal Corporation (FU); 11/15/2013; Atossa Genetics, Inc. (ATOS); 11/15/2013; General Cable Corp. (BGC); 11/15/2013; Amarin Corporation PLC (AMRN); 10/29/2013; Active Power, Inc. (ACPW); 10/29/2013; NQ Mobile, Inc. (NQ); 10/29/2013; Catalyst Pharmaceutical Partners, Inc. (CPRX); 10/18/2013; Ariad Pharmaceuticals, Inc. (ARIA); 10/11/2013; BioScrip, Inc. (BIOS); 10/11/2013; The First Marblehead Corporation (FMD); 10/9/2013; Furniture Brands International, Inc. (OTC: FBNIQ); 10/9/2013; Tower Group International, Inc. (TWGP); 9/20/2013; OvaScience, Inc. (OVAS); 9/6/2013; Nuverra Environmental Solutions, Inc. (NES); 9/6/2013; PetroChina Co. Ltd. (PTR); 8/30/2013; LinnCo, LLC (LNCO); 8/23/2013; KiOR, Inc. (KIOR); 8/19/2013; Juniper Networks, Inc. (JNPR); 8/16/2013; CafePress, Inc. (PRSS); 8/16/2013; MolyCorp, Inc. (MCP); 8/9/2013; ATP Oil & Gas Corporation (ATPAQ); 8/9/2013; Inteliquent, Inc. (IQNT); 8/9/2013; Blount International, Inc. (BLT); 8/2/2013; JAKKS Pacific, Inc. (JAKK); 8/2/2013; Vocera Communications, Inc. (VCRA); 7/30/2013; Orthofix International N.V. (OFIX); 7/24/2013; Polycom, Inc. (PLCM); 7/19/2013; Intuitive Surgical, Inc. (ISRG); 7/12/2013; Spirit AeroSystems Holdings, Inc. (SPR); 7/10/2013; Linn Energy, LLC (LINE); 7/3/2013; Uroplasty, Inc. (UPI); 7/3/2013; Barrick Gold Corporation (ABX); 7/3/2013; Ventrus Biosciences, Inc. (VTUS); 7/3/2013; Delcath Systems, Inc. (DCTH); 7/3/2013; IEC Electronics Corp. (IEC); 7/1/2013; Medtronic, Inc. (MDT); 7/1/2013; Tetra Tech, Inc. (TTEK); 6/28/2013; Invacare (IVC); 6/28/2013; Amyris, Inc. (AMRS); 6/25/2013; Vanda Pharmaceuticals, Inc. (VNDA); 6/21/2013; Corinthian Colleges, Inc. (COCO); 6/21/2013; Dynavax Technologies Corporation (DVAX); 6/21/2013; iGATE Corporation (IGTE); 6/7/2013; Magnum Hunter Resources Corp. (MHR); 6/7/2013; CenturyLink, Inc. (CTL); 6/7/2013; Uni-Pixel, Inc. (UNXL); 5/17/2013; Vitamin Shoppe, Inc. (VSI); 5/17/2013; AVEO Pharmaceuticals, Inc. (AVEO); 5/6/2013; Digital Generation, Inc. (DGIT); 5/3/2013; Navistar International Corporation (NAV); 5/3/2013; The Phoenix Companies, Inc. (PNX); 5/3/2013; Magnum Hunter Resources Corporation (MHR); 5/3/2013; Great Lakes Dredge & Dock Corporation (GLDD); 5/3/2013; Harvest Natural Resources, Inc. (HNR); 5/3/2013; Exide Technologies (XIDE); 4/29/2013; Autoliv, Inc. (ALV); 4/19/2013; Chelsea Therapeutics International Ltd. (CHTP); 4/5/2013; Tangoe, Inc. (TNGO); 4/4/2013; Cirrus Logic, Inc. (CRUS); 3/29/2013; Star Scientific, Inc. (STSI); 3/29/2013; Incyte Corporation (INCY); 3/29/2013; Atlantic Power Corporation (AT); 3/1/2013; Affymax, Inc. (AFFY); 3/1/2013; Avid Technology, Inc. (AVID); 3/1/2013; Poseidon Concepts Corp. (POOSF); 3/1/2013; Accretive Health, Inc. (AH); 2/15/2013; Mellanox Technologies, Ltd. (MLNX); 1/23/2013; Commonwealth Bankshares Inc. (CWBS); 1/23/2013; magicJack VocalTec Ltd. (CALL); 1/11/2013; Groupon, Inc. (GRPN); 1/11/2013; Silvercorp Metals, Inc. (SVM); 1/11/2013; Isis Pharmaceuticals, Inc. (ISIS); 1/11/2013; Longwei Petroleum Investment Holding Limited (LPH); 12/21/2012; Neptune Technologies & Bioressources Inc. (NEPT); 12/21/2012; Herbalife Ltd. (HLF); 12/17/2012; ABIOMED, Inc. (ABMD); 12/17/2012; Hi-Crush Partners LP (HCLP); 12/7/2012; Align Technology, Inc. (ALGN); 12/7/2012; KIT digital, Inc. (KITD); 12/7/2012; SandRidge Energy, Inc. (SD); 12/4/2012; Zillow, Inc. (Z); 11/9/2012; Gold Resource Corporation (GORO); 10/16/2012; OCZ Technology Group, Inc. (OCZ); 10/12/2012; Peregrine Pharmaceuticals, Inc. (PPHM); 10/5/2012; Ubiquiti Networks, Inc. (UBNT); 10/5/2012; Patriot Coal Corporation (PCXCQ); 10/5/2012; Digital Domain media Group, Inc. (DDMGQ); 10/1/2012; Zagg Incorporated (ZAGG); 10/1/2012; DGSE Companies Inc. (DGSE); 9/21/2012; Deckers Outdoor Corporation (DECK); 8/31/2012; Eaton Corporation (ETN); 8/31/2012; Body Central Corp. (BODY); 8/30/2012; New Oriental Education & Technology Group, Inc. (EDU); 8/24/2012; Prudential Financial, Inc. (PRU); 8/24/2012; Chipotle Mexican Grill, Inc. (CMG); 8/24/2012; Monster Beverage Corporation (MNST); 8/14/2012; Lone Pine Resources, Inc. (LPR); 8/10/2012; ModusLink Global Solutions, Inc. (MLNK); 8/10/2012; Tempur-Pedic International Inc. (TPX); 8/10/2012; RadioShack Corporation (RSH); 8/10/2012; American Oriental Bioengineering Inc. (AOBI); 8/10/2012; Green Dot Corporation (GDOT); 8/10/2012; Suntech Power Holdings Co. Ltd. (STP); 8/1/2012; The Orchard Enterprises, Inc. (ORCD); 7/27/2012; Zynga, Inc. (ZNGA); 7/27/2012; Ignite Restaurant Group, Inc. (IRG); 7/20/2012; Kosmos Energy Ltd. (KOS); 7/20/2012; Centene Corporation (CNC); 7/17/2012; Lime Energy Co. (LIME); 7/13/2012; PolyMedix, Inc. (PYMX); 7/13/2012; General Motors Company (GM); 7/13/2012; Big Lots Inc. (BIG); 6/22/2012; LHC Group, Inc. (LHCG); 6/22/2012; THQ Inc. (THQI); 6/15/2012; AEterna Zentaris Inc. (AEZS); 6/15/2012; Ambow Education Holding Ltd. (AMBO); 6/12/2012; ChinaCast Education Corporation (CAST); 6/12/2012; Orrstown Financial Services, Inc. (ORRF); 6/1/2012; Carbo Ceramics, Inc. (CRR); 6/1/2012; China-Biotics, Inc. (CHBT); 6/1/2012; Tibet Pharmaceuticals, Inc. (TBET); 5/25/2012; Chesapeake Energy Corporation (CHK); 5/25/2012; Qiao Xing Universal Resources (XING.PK); 5/24/2012; Nokia Corporation (NOK); 5/24/2012; Allscripts Healthcare Solutions (MDRX); 5/24/2012; Magna International Inc. (MGA); 5/23/2012; Facebook, Inc. (FB); 5/23/2012; JPMorgan Chase & Co. (JPM); 4/20/2012; Swisher Hygiene Inc. (SWSH); 4/20/2012; A123 Systems Inc. (AONE); 4/20/2012; Sprint Nextel Corp. (S); 4/19/2012; First Solar Inc.(FSLR); 4/19/2012; Houston American Energy Corp. (HUSA); 4/19/2012; Delta Petroleum, Inc. (DPTRQ); 4/18/2012; Hyperdynamics Corporation (HDY); 4/18/2012; Nevsun Resources Ltd. (NSU); 4/16/2012; Enterprise Financial Services Corp. (EFSC); 4/4/2012; Dynegy Inc. (DYN); 3/23/2012; Weatherford International, Ltd. (WFT); 3/21/2012; Flagstar Bancorp, Inc. (FBC); 3/21/2012; ZELTIQ Aesthetics, Inc. (ZLTQ); 3/21/2012; Dynegy Inc. (DYN); 3/1/2012; CNOOC Limited (CEO); 2/29/2012; Metabolix, Inc. (MBLX); 2/28/2012; China Sky One Medical, Inc. (CSKI); 2/24/2012; SAIC, Inc. (SAI); 2/24/2012; Hecla Mining Co. (HL); 2/22/2012; Kinross Gold Corporation (KGC); 2/22/2012; John Paulson's Advantage and Advantage Plus Funds; 2/10/2012; Powerwave Technologies, Inc. (PWAV); 2/9/2012; BioSante Pharmaceuticals, Inc. (BPAX); 2/8/2012; Columbia Laboratories Inc. (CBRX); 2/7/2012; K12, Inc. (LRN); 2/6/2012; GenVec, Inc. (GNVC); 2/3/2012; China Medical Technologies, Inc. (CMED); 1/30/2012; K12, Inc. (LRN); 1/27/2012; Cablevision Systems Corp. (CVC); 1/27/2012; Walter Energy, Inc. (WLT); 1/25/2012; TranS1 Inc. (TSON); 1/24/2012; CPI Corp. (CPI); 1/24/2012; China Organic Agriculture, Inc. (CNOA); 1/13/2012; MetLife, Inc. (MET); 1/9/2012; Perfect World Co., Ltd. (PWRD); 1/7/2012; Information Systems Inc. (CIS); 12/29/2011; Veolia Environnement S.A. (VE); 12/14/2011; GLG Life Tech Corporation (GLGL); 12/14/2011; Focus Media Holding Limited (FMCN); 12/9/2011; Career Education Corporation (CECO); 12/6/2011; IntraLinks Holdings, Inc. (IL); 12/5/2011; Primo Water Corporation (PRMW); 12/2/2011; Pacific Biosciences of California, Inc. (PACB); 11/29/2011; The Cooper Companies, Inc. (COO); 11/17/2011; China Automotive Systems, Inc. (CAAS); 11/17/2011; CNinsure Inc. (CISG); 11/17/2011; JinkoSolar Holding Co., Ltd. (JKS); 11/17/2011; HCA Holdings, Inc. (HCA); 11/17/2011; MF Global Holdings Ltd. (MFGLQ.PK); 11/17/2011; Olympus Corporation (OCPNY.PK); 11/17/2011; Diamond Foods, Inc. (DMND); 11/17/2011; Agnico-Eagle Mines Limited (AEM); 11/17/2011; GLG Life Tech Corporation (GLGL); 11/16/2011; CIBER, Inc. (CBR); 10/28/2011; Suffolk Bancorp (SUBK); 10/28/2011; K-V Pharmaceutical Company (KV-A); 10/27/2011; OmniVision Technologies, Inc. (OVTI); 10/21/2011; AgFeed Industries, Inc. (FEED); 10/14/2011; Stereotaxis, Inc. (STXS); 10/13/2011; Aeropostale, Inc. (ARO); 9/28/2011; Imperial Holdings, Inc. (IFT); 9/21/2011; Blue Coat Systems Inc. (BCSI); 9/20/2011; Sequans Communications S.A. (SQNS); 9/15/2011; Penson Worldwide, Inc. (PNSN); 9/15/2011; Ener1, Inc. (HEV); 9/13/2011; SinoTech Energy Limited (CTE); 9/6/2011; Miller Energy Resources, Inc. (MILL) Practice Areas: Shareholder Litigation and Class Actions.Email: Richard W. Gonnello


Miles D. Schreiner (Associate) admitted to bar, 2012, New Jersey; 2013, New York. Education: Tulane University (B.A., cum laude, 2007); Brooklyn Law School (J.D., cum laude, 2012).

Miles Schreiner is an associate in the New York office of Faruqi & Faruqi, LLP.

Mr. Schreiner graduated from Tulane University (B.A. in Political Science, cum laude, 2007) and Brooklyn Law School (J.D., cum laude, 2012). While at Brooklyn Law School, Mr. Schreiner was a Dean’s Merit Scholar and served as the Production Editor of the Brooklyn Law Review. His note, “A Deadly Combination: The Legal Response to America’s Prescription Drug Epidemic,” was selected as the winning submission in the 2012 American College of Legal Medicine Student Writing Competition and was published in Volume 33, Issue 4 of the Journal of Legal Medicine.

Prior to joining the firm, Mr. Schreiner gained experience in complex litigation as an associate at a New York City firm that represents plaintiffs in civil RICO actions. While in law school, Mr. Schreiner developed practical skills through internships with the Kings County Supreme Court Law Department, the Office of General Counsel at a major New York hospital, and a boutique law firm that specializes in international fraud cases.

Mr. Schreiner is licensed to practice law in New York and New Jersey

Email: Miles D. Schreiner

Christine Elizabeth Goodrich (Senior Associate) admitted to bar, 2012, New York; New Jersey. Education: Case Western Reserve University (B.S., 2007); Lubin School of Business (M.B.A., 2011); Pace Law School (J.D., 2011). Christine Goodrich is a Senior Associate in the New York office of Faruqi & Faruqi, LLP.

Ms. Goodrich’s practice is focused in securities arbitration and litigation. Ms. Goodrich represents financial service professionals in the securities industry in employment-related disputes, regulatory matters, transition planning and succession planning. Ms. Goodrich also represents investors in disputes against their broker-dealers.

Prior to joining Faruqi & Faruqi, Ms. Goodrich was the resident partner in the New York office of Eccleston Law, LLC. Ms. Goodrich’s practice focused on representing financial service professionals and investors in the area of securities arbitration and litigation.

Ms. Goodrich earned her undergraduate degree at Case Western Reserve University (B.S., Business Management, 2007). Ms. Goodrich earned her Juris Doctor from Pace Law School (J.D. and International Law Certificate, 2011) and her Master in Business Administration from the Lubin School of Business (M.B.A., 2011).

Ms. Goodrich is licensed to practice law in New York and New Jersey and is admitted to practice before the United States District Courts for the Southern and Eastern Districts of New York.

Ms. Goodrich is a member of the Public Investors Arbitration Bar Association (PIABA), the New York City Bar Association (NYCBA) and the Financial Planning Association (FPA). Ms. Goodrich also serves on the Board of Directors of Case Western Reserve University’s New York Alumni Association, as well as the Allied Professionals Committee of the Financial Planning Association of New York. Ms. Goodrich has co-authored several articles for the Journal of Practical Management and Risk Compliance for the Securities Industry.


May-June 2013

An Analysis of the Potential Impact of a Uniform Fiduciary Standard Upon Broker-Dealers, Registered Investment Advisers, and Dually-Registered Advisers
January-February 2014

A Survey of Compliance Developments in the Securities Industry in 2013

January-February 2015

A New Era in Securities Supervision and Compliance DevelopmentsEmail: Christine Elizabeth Goodrich

Megan Sullivan (Associate) admitted to bar, 2012, New York. Education: University of California, Los Angeles (B.A., 2008); Brooklyn Law School (J.D., cum laude, 2011).

Megan Sullivan is an associate in the New York office of Faruqi & Faruqi, LLP.

Prior to joining the firm, Ms. Sullivan was a litigation associate at Crosby & Higgins LLP where she represented institutional and individual investors in securities arbitrations before FINRA and counseled corporate clients in commercial disputes in federal court. Additionally, Ms. Sullivan gained further litigation experience in law school through internships at the Kings County District Attorney’s Office and the Adjudication Division of the New York City Department of Consumer Affairs.

Ms. Sullivan graduated from the University of California, Los Angeles (B.A., History, 2008) and from Brooklyn Law School (J.D., cum laude, 2011). While at Brooklyn Law School, Ms. Sullivan served as Associate Managing Editor of the Brooklyn Journal of Corporate, Financial and Commercial Law.

Ms. Sullivan is licensed to practice law in the State of New York.

Email: Megan Sullivan

Innessa Sarah Melamed (Associate) admitted to bar, 2013, Connecticut; 2012, New York; New Jersey. Education: Pace Lubin School of Business (M.B.A., summa cum laude, 2011); Syracuse University (B.A., summa cum laude, 2007); Pace Law School (J.D., magna cum laude, 2011). Innessa Melamed is an associate in the New York office of Faruqi & Faruqi, LLP and focuses her practice on shareholder merger and securities litigation.

Prior to joining the firm, Ms. Melamed practiced complex commercial and securities litigation at Gusrae Kaplan Nusbaum PLLC. Ms. Melamed, along with co-counsel, represented minority shareholders at trial in a derivative lawsuit captioned Lisa Romita v. Castle Oil Corp., et. al., Index No.: 53145/2011. Ms. Melamed was also an associate at Traub Lieberman Straus & Shrewsberry LLP, where she represented primary and excess insurance carriers in complex coverage disputes and insurance defense litigation. Additionally, Ms. Melamed gained further litigation experience in law school through internships at Wilson Elser Moskowitz Edelman & Dicker, LLP and Citigroup’s Office of the General Counsel.

Ms. Melamed graduated from Syracuse University (B.A. in Political Science and International Relations, summa cum laude, 2007), Pace Law School (J.D., magna cum laude, 2011) and Pace Lubin School of Business (M.B.A. in Finance, summa cum laude, 2011).

Ms. Melamed is licensed to practice law in New York, New Jersey and Connecticut and is admitted to practice before the United States District Courts for the Southern District of New York, the Eastern District of New York and the District of New Jersey.Email: Innessa Sarah Melamed

Katherine M. Lenahan (Associate) admitted to bar, 2013, New York. Education: Fordham University (B.A., Political Science, magna cum laude, 2009); Fordham University School of Law (J.D., 2012).

Katherine M. Lenahan is an Associate in the New York office of Faruqi & Faruqi, LLP and focuses her practice on securities litigation.

Prior to joining Faruqi & Faruqi, Ms. Lenahan practiced securities litigation at Entwistle & Cappucci LLP. Ms. Lenahan gained further experience through internships for the Honorable Sherry Klein Heitler, Administrative Judge for Civil Matters, First Judicial District, and the Kings County District Attorney’s Office.

Ms. Lenahan graduated from Fordham University (B.A., Political Science, magna cum laude, 2009) and Fordham University School of Law (J.D., 2012). While at Fordham Law School, Ms. Lenahan served as an associate editor of the Fordham Intellectual Property, Media and Entertainment Law Journal and was a fellow at the Center on Law and Information Policy.

Ms. Lenahan is licensed to practice law in New York.

Email: Katherine M. Lenahan

Elizabeth A. Silva (Associate) admitted to bar, 2013, New York. Education: Fordham University (B.A., cum laude, 2009 Phi Beta Kappa); New York Law School (J.D., magna cum laude, 2012). Elizabeth A. Silva is an associate in the New York office of Faruqi & Faruqi, LLP.

Prior to joining the firm, Ms. Silva was a litigation associate at Crosby & Higgins LLP where she represented institutional and individual investors in securities arbitrations before FINRA and counseled corporate clients in a variety of intellectual property and complex commercial disputes in federal court. Additionally, Ms. Silva gained further litigation experience in law school through internships at the Kings County District Attorney's Office and as a law clerk at a criminal defense firm.

Ms. Silva graduated in corsu honorum from Fordham University (B.A. in Comparative Literature and Italian Studies, cum laude, 2009) and New York Law School (J.D., magna cum laude, 2012). While at New York Law School, Ms. Silva served as a Notes and Comments Editor of the New York Law School Law Review and was an associate in the Institute for Information Law and Policy. Ms. Silva is licensed to practice law in the State of New York and is admitted to practice before the United States District Court for the Southern District of New York. Reported Cases: Cases; 12/11/2013; In re Lidoderm Antitrust Litig., No. 14-2521 (N.D. Cal.); 06/07/2010; In re Prandin Direct Purchaser Antitrust Litigation, No. 10-cv-12141 (E.D. Mich.)Email: Elizabeth A. Silva

Nina Varindani (Associate) admitted to bar, 2011, New York. Education: George Washington University (B.A., 2006); Pace Law School (J.D., 2010). Nina Varindani is an associate in the New York office of Faruqi & Faruqi, LLP.

Prior to joining the firm, Ms. Varindani practiced commercial litigation at Milber Makris Plousadis & Seiden, LLP where she represented directors, officers and other professionals and corporations in complex commercial litigation in federal and state courts. Additionally, Ms. Varindani gained further litigation experience in law school through internships at Collen IP and the New York State Judicial Institute.

Ms. Varindani is licensed to practice law in New York and is admitted to practice before the United States District Courts for the Southern District of New York and the Eastern District of New York.

Ms. Varindani graduated from the George Washington University (B.A. in Psychology, 2006) and Pace Law School (J.D., 2010).Email: Nina Varindani

Cirong Kang (Associate) admitted to bar, 2015, New York; New Jersey. Education: Parsons The New School for Design (B.F.A., 2008); Pace Law School (J.D., cum laude, 2014). Cirong (Audrey) Kang is an Associate in the New York office of Faruqi & Faruqi where her practice focus is consumer law.

Prior to joining Faruqi & Faruqi, Ms. Kang was an associate at Kee & Lau-Kee, PLLC, where her practice focused on real estate and corporate law. While in law school, Ms. Kang interned at John Jay Legal Services, Inc., representing investors of modest means with potential securities arbitration claims, and was a research assistant to Professor Nicholas A. Robinson. She also interned at a commercial law practice in Singapore and a customs law and international trade law firm in New York City during her time in law school.

Ms. Kang graduated from Pace University School of Law (Juris Doctor, cum laude, 2014). She has a Bachelor of Fine Arts Degree with Honors, Parsons the New School for Design (2008). She is licensed to practice law in New York and New Jersey.Email: Cirong Kang

Meaghan Walters (Associate) admitted to bar, 2012, New Jersey; 2013, New York. Education: Stony Brook University (B.A., magna cum laude, 2008); St. John's University School of Law (J.D., 2012).
Meaghan Walters’s practice is focused on consumer rights on behalf of the firm’s clients. Meaghan is an associate in the firm’s New York office.

Prior to joining F&F, Meaghan was a litigation associate at a New York law firm, where she represented professionals in malpractice claims. She also gained experience while in law school through internships at the St. John’s Law Securities Arbitration Clinic and the Federal Aviation Administration.

Meaghan received her J.D. from St. John’s University School of Law, 2012. While at St. John’s Law, she served as the Managing Editor of the N.Y. Litigator law journal. Meaghan received her B.A. in English, magna cum laude, from Stony Brook University.

Meaghan is licensed to practice law in New York and New Jersey.Email: Meaghan Walters

David Calvello (Associate) admitted to bar, New Jersey; New York. Education: University of Richmond (B.S., 2011); Pace Law School (J.D., magna cum laude, 2014). David Calvello is an Associate in Faruqi & Faruqi, LLP’s New York office where his focus is litigating Antitrust matters.

Prior to joining Faruqi & Faruqi, Mr. Calvello was as an Associate at Kaufman Borgeest & Ryan, LLP where he focused primarily on insurance coverage matters with respect to Directors & Officers (D&O), Errors & Omissions (E&O), and Professional Liability lines of coverage. In law school, Mr. Calvello served as associate editor on the Pace International Law Review and received the New Rochelle Bar Association Award upon graduation.

Mr. Calvello graduated from Pace Law School (J.D., magna cum laude, 2014) and from the University of Richmond (B.S., 2011) with a double major in Finance and Political Science.

Mr. Calvello is licensed to practice law in New York and New Jersey and is admitted to practice before the United States District Court for New Jersey.


New Rochelle Bar Association Award (2014)Email: David Calvello

Sherief Morsy (Associate) admitted to bar, 2014, New Jersey. (Not admitted in New York). Education: Rutgers University (B.S., 2010); Brooklyn Law School (J.D., cum laude, 2014). Sherief Morsy’s practice is focused on securities litigation. Sherief is an associate in the firm’s New York office.

Prior to joining F&F, Sherief was a litigation associate at a New York law firm where he specialized in New York State Appellate practice. Sherief also gained litigation experience as an intern with the Honorable Shira A. Sheindlin, Southern District of New York (2013). He interned as well with a New York securities firm, a multinational corporation, and the King’s County DA’s office.

Sherief received his J.D., cum laude, from Brooklyn Law School, 2014. While at Brooklyn Law School, Sherief was a Notes and Comments Editor of the Brooklyn Law Review. He is the author of The JOBS Act and Crowdfunding: How Narrowing the Secondary Market Handicaps Fraud Plaintiffs, 79 Brook. L. Rev. (2014), Brooklyn Law Review, Vol. 79, Issue 3. Sherief received his B.A. in Political Science and Philosophy, Rutgers University, 2010.

Sherief is licensed to practice law in New Jersey.Email: Sherief Morsy

Andrew Coyle (Associate) born 1985; admitted to bar, 2013, New York; New Jersey. Education: Cornell University (B.S., 2008); Brooklyn Law School (J.D., magna cum laude, 2012).Email: Andrew Coyle


James M. Wilson, Jr. (Senior Counsel) admitted to bar, 1992, New York; 1994, Georgia; United States District Courts for Middle and Northern Districts of Georgia, the Eastern and Southern Districts of New York, and the Courts of Appeals for the Second and Eleventh Circuits. Education: Georgia State University (B.A., 1988); University of Georgia (J.D., 1991); New York University (LL.M., Tax Law, 1992).

James M. Wilson, Jr. is Senior Counsel in the New York office of Faruqi & Faruqi, LLP and focuses his practice on shareholder merger and securities litigation. Prior to joining Faruqi & Faruqi, Mr. Wilson was a partner at Chitwood Harley Harnes, LLP, and a senior associate with Reed Smith, LLP. Mr. Wilson has represented institutional pension funds, corporations and individual investors in courts around the country and obtained significant recoveries, including the following securities class actions: In re ArthroCare Sec. Litig. No. 08-0574 (W.D. Tex.) ($74 million); In re Maxim Integrated Prod. Sec. Litig., No. 08-0832 (N.D.Cal.) ($173 million); In re TyCom Ltd. Sec. Litig., MDL No. 02-1335 (D.N.H.)($79 million); and In re Providian Fin. Corp. Sec. Litig., No. 01-3952 (N.D. Cal.). Mr. Wilson also has obtained significant relief for shareholders in merger suits, including the following: In re Zoran Corporation Shareholders Litig., No. 6212-VCP (Del. Chancery); and In re The Coca-Cola Company Shareholder Litigation, No. 10-182035 (Fulton County Superior Ct.).

Mr. Wilson has authored numerous articles addressing current developments including the following Expert Commentaries published by Lexis Nexis: The Liability Faced By Financial Institutions From Exposure To Subprime Mortgages; Losses Attributable To Sub-Prime Mortgages; The Supreme Court's Decision in Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc. et al.; Derivative Suite by LLC Members in New York: Tzolis v. Wolff, 10 N.Y.3d 100 (Feb. 14, 2008).

Mr. Wilson obtained his undergraduate degree from Georgia State University (B.A. 1988), his law degree from the University of Georgia (J.D. 1991), and Masters in Tax Law from New York University (LL.M. 1992). He is licensed to practice law in Georgia and New York and is admitted to the United States District Courts for Middle and Northern Districts of Georgia, the Eastern and Southern Districts of New York, and the Courts of Appeals for the Second and Eleventh Circuits.

Email: James M. Wilson, Jr.

Adam Mitchell Steinfeld (Senior Counsel) born Albany, New York, May 31, 1972; admitted to bar, New York; Massachusetts; New Jersey. Education: Brandeis University (B.A., Politics, 1994); Brooklyn Law School (J.D., 1997). Adam Steinfeld is Senior Counsel in Faruqi & Faruqi, LLP’s New York office. He practices in the area of antitrust litigation with a focus on competition in the pharmaceutical industry.

Mr. Steinfeld has litigated successfully with significant contributions in In re Buspirone Patent & Antitrust Litigation, MDL No. 1410 (S.D.N.Y.) ($220M settlement); In re Cardizem CD Antitrust Litigation, No. 99-MD-1278 (E.D. Mich.) ($110M settlement); In re Relafen Antitrust Litigation, No. 01-12239 (D. Mass.) ($175M settlement); In re Remeron Direct Purchaser Antitrust Litigation, No. 03-cv-0085 (D.N.J.) ($75M settlement); In re Terazosin Hydrochloride Antitrust Litigation, No. 99-MDL-1317 (S.D. Fla.) ($72.5M settlement); In re Tricor Direct Purchaser Antitrust Litig., No. 05-340 (D. Del.) ($250M settlement); and Mylan Pharms., Inc. v. Warner Chilcott, No. 12-cv-3824 (E.D. Pa.) ($12 million settlement).

Prior to joining Faruqi & Faruqi, Mr. Steinfeld was associated with Grant and Eisenhofer, P.A. (2011-2015) and a partner at Garwin, Gerstein and Fisher, LLP, New York (1997-2009).

Mr. Steinfeld is the author of Nuclear Objections: The Persistent Objector and the Legality of the Use of Nuclear Weapons, 62 Brooklyn L. Rev. 1635 (winter, 1996).

Mr. Steinfeld received his law degree from Brooklyn Law School (J.D., 1997) where he was an editor on the Brooklyn Law Review and received several academic awards. Mr. Steinfeld is a member of the bars of the States of New York, New Jersey and Massachusetts; and is admitted to practice before the United States District Courts for the District of New Jersey, Eastern District of New York, Southern District of New York, and Western District of New York. Mr. Steinfeld graduated from Brandeis University (B.A., Politics, 1994).


Nuclear Objections: The Persistent Objector and the Legality of the Use of Nuclear Weapons, 62 Brooklyn L. Rev. 1635 (winter, 1996) Practice Areas: Securities; Antitrust; Consumer Law; Class Actions.Email: Adam Mitchell Steinfeld

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