|   | | Law Firm in Philadelphia, Pennsylvania | |
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| | Address | | Two Penn Center, 1500 John F. Kennedy Boulevard, Suite 1422 | | Philadelphia, Pennsylvania 19102 | | (Philadelphia Co.) | | | |
| | Contact Information | | Phone: 215-568-9840 | | Fax: 215-568-9843 | | Visit Our Website | | http://www.rlevan.com |  | | Send Us Email |  |
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(Main Office)
| Richard A. Levan & Associates PC practices in the following areas of law:
Securities and Complex Civil and Commercial Litigation, SEC Enforcement Actions, Investment Adviser Regulation, Corporate Internal Investigations, Responding to Government Inquiries, Securities Compliance Counseling and Training, White Collar Criminal Defense. | | Firm Size: 2 | | —————————— | | Richard A. Levan (Member) born White Plains, New York, October 25, 1957; admitted to bar, 1982, District of Columbia; 1987, Pennsylvania; 1994, New York; U.S. Supreme Court; U.S. Court of Appeals, Second, Third and District of Columbia Circuits; U.S. District Court, Eastern, Middle and Western Districts of Pennsylvania; U.S. District Court, Southern and Eastern Districts of New York; U.S. District Court, District of Maryland; U.S. District Court for the District of Columbia. Education: University of Pennsylvania (B.A., History, cum laude, with distinction, 1979); George Washington University (J.D., cum laude, 1982). Clerk to the Honorable John A. Terry, District of Columbia Court of Appeals. Senior Trial Counsel, U.S. Securities and Exchange Commission. Assistant U.S. Attorney, Department of Justice, Washington, D.C. Member, Attorney Advisory Board, Pennsylvania Securities Commission. Member: Philadelphia (Chair, Securities Regulation Committee) and American (Former Co-Chair, Financial Services Integration Committee) Bar Associations. Practice Areas: Securities; Securities Litigation; Investment Adviser Regulation; Securities Compliance; Securities Arbitration; Securities Registration; Securities Fraud; Corporate Investigations; Corporate Litigation; Corporate Law; Corporate Criminal Law; Government Investigations; Civil Litigation; Complex Litigation; SRO Investigations; Regulatory Investigations; Bank Securities; Broker-Dealer Arbitration; Broker-Dealer Registration; Broker-Dealer Regulation; Insider Trading; NASD Arbitration; New York Stock Exchange Arbitration; SEC Enforcement; Securities Regulation; White Collar Crime. Email: Richard A. Levan | | —————————— | | Conor L. Mullan (Associate) born Eupen, Belgium, June 30, 1978; admitted to bar, 2006, Pennsylvania; U.S. District Court, Middle District of Pennsylvania. Education: University of Delaware (B.A., Psychology, 2002); Widener University School of Law (J.D., 2005). Co-Author: "SEC Loses Insider-Trading Case: Court 'Distressed' by Counsel's Conduct, "The Legal Intelligencer, 234 (106), December 4, 2006; "Blow Dealt to Corporate Defendants in Backdating, Spring-Loading Cases," The Legal Intelligencer, 235(49), March 13, 2007; "SEC Enforcement Actions Under the Investment Advisers Act of 1940," published in the Pennsylvania Bar Institute's Federal Securities Law Forum 2006, 2007 and 2008 course books. Member: Philadelphia Bar Association (Member, Securities Regulation Committee); Asian American Bar Association of the Delaware Valley. Practice Areas: Securities; Securities Litigation; Investment Adviser Regulation; Securities Compliance; Securities Arbitration; Securities Registration; Securities Fraud; Corporate Investigations; Corporate Litigation; Corporate Law; Corporate Criminal Law; Government Investigations; Civil Litigation; Complex Litigation; SRO Investigations; Regulatory Investigations; Bank Securities; Broker-Dealer Arbitration; Broker-Dealer Regulation; Insider Trading; NASD Arbitration; SEC Enforcement; Securities Regulation; White Collar Crime; New York Stock Exchange Arbitration. Email: Conor L. Mullan |
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