Michael Stephen Taaffe is a lawyer practicing banking and financial institutions, broker-dealer litigation and arbitration, business litigation and 7 other areas of law. Michael Stephen received a B.A. degree from University of Rhode Island in 1980, and has been licensed for 43 years. Michael Stephen practices at Shumaker, Loop & Kendrick, LLP in Sarasota, FL.
About Michael Stephen Taaffe
Awards
Reviews for Michael Stephen
Services
Areas of Law
Practice Details
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Firm InformationPositionPartner, Broker Dealer Litigation/Arbitration Practice Administrator and Data Breach Practice Group Team LeaderFirm NameShumaker, Loop & Kendrick, LLP
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Representative Cases & TransactionsCasesRepresentative Matters: Shumaker Attorneys Defeat Merrill Lynch's Attempt to Keep Litigants Out of FINRA Arbitration
02.08.2018 AdvisorHub - Form er Merrill Exec Wins Skirmish Over Losses in His Stock Plan
Shumaker Attorneys Obtain TRO on Behalf of Morgan Stanley
02.06.2018 AdvisorHub - Judge H
s Morgan Stanley Another TRO Win, H
s Off to FINRA
01.31.2018 AdvisorHub - Whose Client Is It? Morgan Stanley Argues Both Sides, Former Broker Claims
01.24.2018 AdvisorHub - Morgan Stanley Wins Another Restraining Order Against Former Broker
01.23.2018 AdvisorHub - Morgan Stanley Disses Former Broker's Career in New TRO Suit
Shumaker Broker-Dealer Team Wins $3 Million Defamation Award
11.07.2017 On Wall Street - UBS Must Pay Fired Broker $3M Over Defamation Claim
11.06.2017 Wealth Management - Stifel Broker Wins $3 Million from UBS for Defamation
11.03.2017 Herald Tribune - Broker Wins $3 Million in Defamation Case
11.01.2017 Tampa Bay Business Journal - Sarasota Broker Wins $3M Arbitration Award
11.01.2017 Business Observer - Broker Wins $3M Defamation Claim Against Firm
11.01.2017 Tampa Bay Newswire - Shumaker Broker-Dealer Team Wins $3 Million Defamation Award
10.30.2017 SEC Law Blog - UBS Ordered to Pay Florida Broker $3 Million for Defamation
10.27.2017 AdvisorHub - UBS Ordered to Pay Florida Broker $3 Million for Defamation
10.27.2017 InvestmentNews - UBS Ordered to Pay $3 Million FINRA Fine for Defamation
Experience
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Bar Admission & MembershipsAdmissions1983, New Jersey
1985, Florida
1985, New York
1987, United States District Court Middle District of Florida
1993, United States Supreme Court
1995, United States District Court Southern District of Florida
2001, United States District Court Northern District of Florida
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Education & CertificationsLaw SchoolSeton Hall University
Class of 1983
J.D.
with honors
Other EducationUniversity of Rhode Island
Class of 1980
B.A.
Michael Stephen Taaffe
240 S. Pineapple Ave., 9th Fl.Sarasota, FL 34236U.S.A.
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